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144 ·Filed Nov 9, 2026

COF

CAPITAL ONE FINANCIAL CORP
NEUTRAL
Impact 2/10
Horizonimmediate Processed2d 4h ago SEC0001950047-26-010837
Form 144: notice of proposed sale of securities
Actionable Insight • Neutral

The proposed sale is small and routine for a director. No material impact on the stock is expected. Monitor for any larger insider selling patterns in future filings.

DirectionNeutral
Confidencehigh
Horizonimmediate

How the stock moved after the report

⚠ Clustered NEUTRAL VIEWSTOCK ABOVE ENTRY AT T+1
Entry
$195.84
T+0 close · Nov 9, 2026 · via day close
Latest settled
+0.65%
T+1 · $197.11
vs SPY
−0.67%
α at T+1
Next horizon
T+5
in 5d
  1. T+0 · Nov 10 $195.84entry
  2. T+1 · 14h ago +0.65%α −0.67% · $197.11
  3. T+5 · in 5d Pending
  4. T+20 · in 27d Pending
  5. T+60 · in 3mo Pending
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Executive Summary

Director Peter Raskind filed a Form 144 notice of intent to sell 1,260 shares of Capital One Financial Corp common stock, with an estimated aggregate market value of approximately $255,780. The shares were acquired as restricted stock on May 8, 2026. This is a small, routine sale by a director relative to the company's $123B market cap.

Key Facts

  • Peter Raskind, a director, filed Form 144 to sell 1,260 shares of Capital One Financial Corp common stock.
  • Estimated aggregate market value of the proposed sale is $255,780.
  • Shares were acquired as restricted stock on May 8, 2026.
  • The sale is intended to occur on or about November 9, 2026 on the NYSE.
  • The filing also notes a prior sale of 1,681 shares on November 6, 2026 for $339,208.99.

Financial Impact

Proposed sale of 1,260 shares worth ~$255,780, representing a negligible fraction of the company's $123B market cap.

dilution

Risk Factors

  • Form 144 is only an intent to sell; the sale may not be executed.
  • The filing references a prior sale of 1,681 shares on November 6, 2026, which could indicate a pattern of insider selling.

Market Snapshot

Exchange
NYSE
Sector
National Commercial Banks
Analyst Consensus
79% bullish (29 analysts)

Investment Themes

Traditional Finance

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
144 Filing (Primary)0001950047-26-010837
Document: 0001950047-26-010837-index.html0001950047-26-010837
Document: 0001950047-26-010837.txt0001950047-26-010837

Track record

55 reports on COF

Performance horizon

4 of 6 bullish or bearish reports moved the stock their way by T+5. Best: +20.63% at T+60 after the Jun 11, 2026 report. 4 of 6 went positive at some point.

Filters
  1. Nov 10, 20261d ago 8-K Neutral 2/10 Entry $196.00 Now $195.84 −0.08% settles Nov 18
  2. Nov 10, 20262d ago Court Ruling Neutral 3/10 Entry $196.24 Now $195.84 −0.20% settles Nov 18
  3. Nov 9, 20262d ago 144 Neutral 2/10 Viewing Entry $195.84 Now $195.84 −0.00% settles Nov 17
  4. Nov 9, 20262d ago Insider Cluster Neutral 2/10 Entry $195.84 Now $195.84 −0.00% settles Nov 17
  5. Nov 9, 20263d ago Court Ruling Neutral 2/10 Entry $195.84 Now $195.84 −0.00% settles Nov 17
  6. Nov 6, 20265d ago 144 Neutral 2/10 Entry $198.58 Now $195.84 −1.38% settles Nov 16
  7. Nov 4, 20267d ago 144 Neutral 3/10 Entry $203.84 Now $195.84 −3.92% settles Nov 12
  8. Nov 2, 202610d ago Court Ruling Neutral 1/10 Entry $208.71 to $195.84 Now $195.84 −6.17% ▼ −6.17% −5.58% vs SPY
  9. Oct 28, 202614d ago Institutional Cluster Mixed 3/10 Entry $204.88 to $206.31 Now $195.84 −4.41% ▲ +0.70% +1.41% vs SPY
  10. Oct 27, 202615d ago 144 Neutral 2/10 Entry $204.88 to $206.31 Now $195.84 −4.41% ▲ +0.70% +1.41% vs SPY
Showing 10 of 55

US Market Status

Market Closed · Opens Fri (12h 14m)

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Report published Nov 9, 2026