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144 ·Filed Nov 6, 2026

COF

CAPITAL ONE FINANCIAL CORP
NEUTRAL
Impact 2/10
Horizonimmediate Processed5d 5h ago SEC0001950047-26-010765
Form 144: notice of proposed sale of securities
Actionable Insight • Neutral

This is a routine director-level Form 144 filing for a small number of shares. No material impact on the stock is expected. Monitor for any subsequent Form 4 filings to confirm execution.

DirectionNeutral
Confidencehigh
Horizonimmediate

How the stock moved after the report

NEUTRAL VIEWSTOCK BELOW ENTRY AT T+1
Entry
$198.58
T+0 close · Nov 6, 2026 · via day close
Latest settled
−1.38%
T+1 · $195.84
vs SPY
−1.01%
α at T+1
Next horizon
T+5
in 4d
  1. T+0 · Nov 9 $198.58entry
  2. T+1 · yesterday −1.38%α −1.01% · $195.84
  3. T+2 · todayOpen
  4. T+5 · in 4d Pending
  5. T+20 · in 26d Pending
  6. T+60 · in 3mo Pending
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Executive Summary

Director Peter E. Raskind filed a Form 144 notice of intent to sell 1,681 shares of Capital One common stock, valued at approximately $339,209. The sale is scheduled for November 6, 2026. This is a routine, small disposition relative to the company's $124B market cap and represents less than 0.0003% of shares outstanding.

Key Facts

  • Peter E. Raskind, a Director, filed Form 144 to sell 1,681 shares of Capital One common stock.
  • Estimated aggregate value of the proposed sale is $339,208.99.
  • The shares were acquired on May 2, 2025 as restricted stock from the issuer.
  • The proposed sale date is November 6, 2026.
  • The sale represents a minimal fraction of the company's $124.1B market cap.

Financial Impact

Proceeds of approximately $339,209 from sale of 1,681 shares, immaterial relative to $124B market cap.

dilution

Risk Factors

  • Form 144 is only an intent to sell; the sale may not be executed.
  • No unusual insider selling pattern detected; this is a single small filing by a director.

Market Snapshot

Exchange
NYSE
Sector
National Commercial Banks
Analyst Consensus
79% bullish (29 analysts)

Investment Themes

Traditional Finance

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
144 Filing (Primary)0001950047-26-010765
Document: 0001950047-26-010765-index.html0001950047-26-010765
Document: 0001950047-26-010765.txt0001950047-26-010765

Track record

55 reports on COF

Performance horizon

4 of 6 bullish or bearish reports moved the stock their way by T+5. Best: +20.63% at T+60 after the Jun 11, 2026 report. 4 of 6 went positive at some point.

Filters
  1. Nov 10, 20261d ago 8-K Neutral 2/10 Entry $196.00 Now $195.84 −0.08% settles Nov 18
  2. Nov 10, 20262d ago Court Ruling Neutral 3/10 Entry $196.24 Now $195.84 −0.20% settles Nov 18
  3. Nov 9, 20262d ago 144 Neutral 2/10 Entry $195.84 Now $195.84 −0.00% settles Nov 17
  4. Nov 9, 20262d ago Insider Cluster Neutral 2/10 Entry $195.84 Now $195.84 −0.00% settles Nov 17
  5. Nov 9, 20263d ago Court Ruling Neutral 2/10 Entry $195.84 Now $195.84 −0.00% settles Nov 17
  6. Nov 6, 20265d ago 144 Neutral 2/10 Viewing Entry $198.58 Now $195.84 −1.38% settles Nov 16
  7. Nov 4, 20267d ago 144 Neutral 3/10 Entry $203.84 Now $195.84 −3.92% settles Nov 12
  8. Nov 2, 202610d ago Court Ruling Neutral 1/10 Entry $208.71 to $195.84 Now $195.84 −6.17% ▼ −6.17% −5.58% vs SPY
  9. Oct 28, 202614d ago Institutional Cluster Mixed 3/10 Entry $204.88 to $206.31 Now $195.84 −4.41% ▲ +0.70% +1.41% vs SPY
  10. Oct 27, 202615d ago 144 Neutral 2/10 Entry $204.88 to $206.31 Now $195.84 −4.41% ▲ +0.70% +1.41% vs SPY
Showing 10 of 55

US Market Status

Market Closed · Opens Fri (12h 14m)

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Report published Nov 6, 2026