This is a routine insider sale by the CEO, likely for personal liquidity or tax planning, and is immaterial relative to his total holdings and the company's market cap. No immediate read-through for the stock; monitor for any subsequent Form 4 filings to confirm actual sale execution.
Price Chart
Executive Summary
Richard D. Fairbank, Chairman and CEO of Capital One Financial Corp, filed a Form 144 notice of intent to sell 90,743 shares of common stock, with an approximate market value of $18.4 million based on the filing date. The shares to be sold include 40,743 from a stock option exercise and 50,000 from prior equity grants, with a portion (975 shares) already donated to Georgetown University and sold by the donee. This is a routine insider sale by the CEO, representing a small fraction of his total beneficial ownership and the company's $123.5B market cap.
Key Facts
- Richard D. Fairbank, CEO and Chairman, filed Form 144 to sell 90,743 shares of Capital One common stock.
- Estimated aggregate value of the proposed sale is $18,407,809.46 based on the filing date.
- The sale includes 40,743 shares from a stock option exercise on 10/27/2026 and 50,000 shares from prior equity grants (exercised shares from 07/27/2021 and performance shares from 03/10/2025).
- 975 shares were donated to Georgetown University via the Fairbank Foundation on 07/23/2026 and subsequently sold by the university on 07/29/2026.
- The proposed sale date is 10/27/2026, the same day as the filing.
- Fairbank's total beneficial ownership as of the filing is approximately 613,484,836 shares (including indirect ownership), making the proposed sale about 0.015% of his holdings.
- The sale represents approximately 0.015% of Capital One's outstanding shares and 0.015% of its $123.5B market cap.
Financial Impact
Proposed sale of 90,743 shares valued at approximately $18.4 million, which is immaterial relative to the CEO's total holdings (~613M shares) and the company's $123.5B market cap.
Risk Factors
- Form 144 is only an intent to sell; the sale may not be executed.
- CEO sales, even small, can be perceived negatively by some market participants, though the proportional size here is negligible.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 144 Filing (Primary) | 0001950047-26-010442 |
| Document: 0001950047-26-010442-index.html | 0001950047-26-010442 |
| Document: 0001950047-26-010442.txt | 0001950047-26-010442 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 28, 2026 4d ago | Institutional Cluster | $204.88 | awaiting T+5 | awaiting T+5 | $204.85 (−0.01%) |
Oct 27, 2026 5d ago | 144 | $204.88 | awaiting T+5 | awaiting T+5 | $204.85 (−0.01%) |
Oct 26, 2026 6d ago | Court Ruling | $203.44 | awaiting T+5 | awaiting T+5 | $204.85 (+0.69%) |
Oct 23, 2026 9d ago | Court Ruling | $202.35 | awaiting T+5 | awaiting T+5 | $204.85 (+1.24%) |
Oct 20, 2026 12d ago | 8-K | $206.66 $203.44 | ▼ −1.56% | ▼ −1.11% | $204.85 (−0.88%) |
Oct 20, 2026 12d ago | 8-K | $206.66 $203.44 | ▼ −1.56% | ▼ −1.11% | $204.85 (−0.88%) |
Oct 19, 2026 13d ago | Insider Cluster | $201.56 $203.44 | ▲ +0.93% | ▲ +0.85% | $204.85 (+1.63%) |
Oct 15, 2026 17d ago | Court Ruling | $201.74 $201.34 | ▼ −0.20% | ▲ +0.23% | $204.85 (+1.54%) |
Oct 6, 2026 26d ago | 144 | $195.91 $194.35 | ▼ −0.80% | ▲ +0.18% | $204.85 (+4.56%) |
Sep 28, 2026 4w ago | Court Ruling | $196.46 $195.82 | ▼ −0.33% | ▼ −2.27% | $204.85 (+4.27%) |
US Market Status
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