Insider sales are trivial relative to market cap and likely routine 10b5-1 plan executions or post-vesting liquidity. No bearish signal. Monitor next earnings for any guidance revision, but this cluster alone does not warrant a trading action.
Price Chart
Executive Summary
CEO Anthony Wood sold $3.8M in open-market shares over a 7-day window, including $3.25M on June 12, while also converting derivative securities at $0. President Mustafa Ozgen sold $1.47M on June 12. The cluster totals $5.3M in open-market sales, representing ~0.025% of ROKU's $21.2B market cap — a trivial proportion. Director grants and derivative exercises are non-cash and carry no economic signal. The sales are routine in size relative to market cap and likely tied to 10b5-1 plans or post-vesting liquidity, not a bearish signal.
Key Financial Metrics
Key Facts
- CEO Anthony Wood sold 25,000 shares at $130 on June 12 for $3.25M, plus 4,868 shares at $117.01 on June 10 for $570K
- President Mustafa Ozgen sold 10,194 shares at $144 on June 12 for $1.47M
- Total open-market sales in cluster: ~$5.3M (0.025% of $21.2B market cap)
- All derivative conversions (Wood: 43,000 shares; Rothrock/Hastings: 1,847 shares each) are $0 non-cash events
- Director Rothrock and Hastings received 1,745 and 1,027 share grants each at $0 — routine director compensation
- No insider open-market purchases in the cluster
Financial Impact
Total open-market sales of ~$5.3M represent 0.025% of ROKU's $21.2B market cap — well below the 0.1% threshold for materiality
Risk Factors
- CEO selling $3.25M in a single day could be misinterpreted as bearish by retail traders
- No insider buying to offset the selling pattern
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 1 SEC document filed with EDGAR.
| Document | Accession Number |
|---|---|
| CLUSTER Data (Synthetic) | cluster-ROKU-1781312886565 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Sep 9, 2026 22d ago | Insider Cluster | $154.12 $154.08 | ▼ −0.03% | ▲ +0.47% | $151.07 (−1.98%) |
Sep 3, 2026 28d ago | Insider Cluster | $155.59 $157.45 | ▲ +1.20% | ▲ +2.40% | $151.07 (−2.91%) |
Sep 1, 2026 4w ago | DEFM14A | $155.53 $152.90 | ▼ −1.69% | ▼ −1.77% | $151.07 (−2.87%) |
Aug 7, 2026 7w ago | Insider Cluster | $151.84 $158.31 | ▼ −4.26% | ▼ −4.31% | $151.07 (+0.51%) |
Aug 5, 2026 8w ago | Insider Cluster | $150.07 $153.68 | ▲ +2.41% | ▲ +1.19% | $151.07 (+0.67%) |
Jul 7, 2026 12w ago | Insider Cluster | $141.21 $141.76 | ▲ +0.39% | ▼ −0.16% | $151.07 (+6.98%) |
Jul 2, 2026 13w ago | Insider Cluster | $142.43 $140.26 | ▼ −1.52% | ▼ −2.45% | $151.07 (+6.07%) |
Jun 18, 2026 15w ago | 8-K | $135.20 $135.40 | ▲ +0.15% | ▲ +2.22% | $151.07 (+11.74%) |
Jun 16, 2026 15w ago | Insider Cluster | $137.29 $135.93 | ▲ +0.99% | ▼ −0.05% | $151.07 (−10.04%) |
Jun 15, 2026 15w ago | 425 | $137.95 $135.06 | ▼ −2.10% | ▲ +0.13% | $151.07 (+9.51%) |
US Market Status
Subscribe to SecBot
Get Real-Time SEC Filing Intelligence
Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.
Try SecBot Free Coming soon: SecBot Pro with alerts, watchlists, and API access