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TOP

TOP Financial Group Ltd
Nasdaq· Security & Commodity Brokers, Dealers, Exchanges & Services· Inc. E9· CIK 0001848275 Traditional Finance
$15.25 −0.04 (−0.26%)
Oct 26 4:00 PM ET · prev $15.29
Market cap
$2.0B
Small cap
1 year
+152.1%
from $6.05 · Oct 27
30 days
+0.8%
from $15.13
52-week range
$3.11–16.73
−9% from high · low Mar 24
Avg volume 20D
149.0K
Oct 15 spike 435.1K
Short interest
🔒 Subscribers only
Filing reports
20
analyzed by SecBot
SecBot read BEARISH 12 reports · 90 days
Balance 1 bearish · 0 bullish · 11 neutral oldest → newest, height = score
Avg score ·High conf. 9/12
Strongest BEARISH The SEC declared effective the resale registration statement (File No. 333-299239) for TOP Financial Group…
All reports →

Price

Daily candles with volume. Pins mark insider trades, rating changes, 13F stakes, reports, catalysts and short-interest jumps.

Signal stack

Where each data set points today.

  • TrendRANGE

    2% above its 50-day average.

Who's buying

13F
Top holderSharesValue
CITADEL ADVISORS LLC78,115$142.9K
RENAISSANCE TECHNOLOGIES LLC49,700$91.0K
UBS Group AG34,395$62.9K
JANE STREET GROUP, LLC33,948$62.1K
BlackRock, Inc.23,622$43.2K
TWO SIGMA INVESTMENTS, LP16,214$29.7K

Quarterly 13F filings are due 45 days after each quarter ends.

Recent activity
The latest filings, insider trades, analyst actions, press and options flow — newest first.
Oct 16, 2026 SEC
TOP Financial Group disclosed its updated share capital structure as of October 13, 2026, reporting 123,706,506 total…
8-K — Impact 2/10
Oct 14, 2026 SEC
TOP Financial Group Ltd announced the establishment of its U.S. global headquarters in Houston, Texas, and a…
8-K — Impact 3/10
Oct 13, 2026 SEC
Yuli Yan filed a Form 3 initial statement of beneficial ownership with TOP Financial Group Ltd, disclosing no…
3 — Impact 1/10
Sep 4, 2026 Other
TOP Financial Group Limited Announces Strategic Relocation of Global Headquarters to the United States
HOUSTON, Texas, Sept. 04, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” o
Jul 30, 2026 Press
TOP Financial Group announced a 1-for-5 reverse share consolidation effective August 3, 2026, approved by shareholders…
Impact 2/10
Jul 21, 2026 Press
TOP Financial Group announced that all outstanding warrants to purchase up to 428,862,444 Class A ordinary shares were…
Impact 7/10

Earnings setup

Estimates
PeriodEPS est.Range30D rev.Revenue
Current Q———$0.00
Next Q———$0.00
Current FY———$0.00
Next FY———$0.00

Short side

FINRA· Oct 15, 2026
🔒 Subscribers only
shares short
Trading halts
Jul 31, 2026Resumption ScheduledResumed
Catalysts
Scheduled dates and disclosed events: earnings, FDA and trial readouts, halts, press releases. Colored dot = impact.
Recent
Sep 4, 2026
Press release
TOP Financial Group Limited Announces Strategic Relocation of Global Headquarters to the United States
HOUSTON, Texas, Sept. 04, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online…
Aug 3, 2026
Trading halt
Halt Resumed: TOP — trading resumed after T3 (News and Resumption Times)
Halted 2026-07-31T23:50:00.000Z | Resumed 2026-08-03T13:00:00.000Z
Jul 31, 2026
Trading halt
Trading Halt: TOP — T3 (News and Resumption Times)
TOP Fin Grp Ord A | Market: NASDAQ | Code: T3 — News and Resumption Times
Jul 31, 2026
Trading halt
Trading Halt: TOP — T1 (News Pending)
TOP Fin Grp Ord A | Market: NASDAQ | Code: T1 — News Pending
Jul 30, 2026
Announcement
TOP Financial Group Limited Announces 1-for-5 Share Consolidation
SINGAPORE, July 30, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP) (“TOP” or the “Company”), an online brokerage firm…

SecBot reports

20 filings · 3 press releases · 0 bullish · 8 bearish · 12 neutral
All TOP filing & press-release reports (23)