6-K ·Filed Jun 22, 2026
Notable filing: 6-K
Actionable Insight • Neutral
The delisting overhang is removed, but the stock remains near the $1 threshold. Monitor for any further price deterioration or additional Nasdaq compliance issues. No material change to fundamentals.
Final — all horizons settled through T+60d
TOP ▲ +115.83% at T+60d
NEUTRAL call +115.83% · α vs SPY +114.53% · entry $1.39 → $3.00
T+1d
+5.04%
call +5.04% · α +6.49%
$1.46
settled 4mo ago
T+5d
+20.14%
call +20.14% · α +20.60%
$1.67
settled 4mo ago
T+20d
+60.43%
call +60.43% · α +59.91%
$2.23
settled 3mo ago
T+60d
+115.83%
call +115.83% · α +114.53%
$3.00
settled 6w ago
Price Chart
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Executive Summary
TOP Financial Group Ltd announced it has regained compliance with Nasdaq's minimum bid price rule after its stock closed at $1.00 or above for 10 consecutive business days through June 16, 2026. The delisting risk is now resolved.
Key Facts
- Nasdaq delisting risk resolved — bid price now ≥ $1.00 for 10 consecutive days through June 16, 2026
- Previously in non-compliance from March 16 to April 27, 2026
- Compliance confirmed by Nasdaq staff on June 17, 2026
- Filing dated June 22, 2026
Financial Impact
No financial impact — compliance reinstatement only
Risk Factors
- Stock still near $1 — could fall back below if trading volume or sentiment weakens
- No operational or financial update in this filing
Market Snapshot
Exchange
Nasdaq
Sector
Security & Commodity Brokers, Dealers, Exchanges & Services
Investment Themes
Traditional Finance
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 6-K Filing (Primary) | 0001213900-26-070401 |
| Document: 0001213900-26-070401-index-headers.html | 0001213900-26-070401 |
| Document: 0001213900-26-070401-index.html | 0001213900-26-070401 |
| Document: 0001213900-26-070401.txt | 0001213900-26-070401 |
23 reports for TOP
40% Hit rate @ T+5 Went positive at some point 6 of 10 best @ T+5▲ +10.05%
Filters
Rows
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 16, 2026 11d ago | 8-K | $13.42 $16.12 | ▲ +20.12% | ▲ +20.03% | $15.14 (+12.82%) |
Oct 14, 2026 13d ago | 8-K | $14.97 $15.63 | ▲ +4.41% | ▲ +3.96% | $15.14 (+1.14%) |
Oct 13, 2026 13d ago | 3 | $15.11 $14.91 | ▼ −1.32% | ▼ −0.17% | $15.14 (+0.20%) |
Oct 9, 2026 17d ago | 8-K | $15.14 $14.67 | ▼ −3.10% | ▼ −1.61% | $15.14 (+0.00%) |
Oct 9, 2026 18d ago | EFFECT | $14.92 $13.42 | ▲ +10.05% | ▲ +8.09% | $15.14 (−1.47%) |
Oct 1, 2026 25d ago | F-1 | $15.37 $14.92 | ▼ −2.93% | ▼ −4.09% | $15.14 (−1.50%) |
Sep 29, 2026 28d ago | 8-K | $14.93 $15.16 | ▲ +1.54% | ▼ −0.41% | $15.14 (+1.41%) |
Sep 21, 2026 5w ago | 8-K | $15.40 $14.93 | ▼ −3.05% | ▼ −1.86% | $15.14 (−1.69%) |
Aug 4, 2026 12w ago | 8-K | $11.02 $12.05 | ▲ +9.30% | ▲ +9.40% | $15.14 (+37.39%) |
Jul 31, 2026 12w ago | 3 | $2.06 $2.26 | ▲ +9.61% | ▲ +6.10% | $15.14 (+634.95%) |
Showing 10 of 23
US Market Status
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