3 ·Filed Oct 13, 2026
Form 3 — initial insider ownership statement
Actionable Insight • Neutral
Routine initial ownership filing with no economic exposure disclosed. No trading signal or material event to monitor.
Latest settled — T+5d ⚠ clustered
TOP ▼ -1.32% at T+5d
NEUTRAL call -1.32% · α vs SPY -0.17% · entry $15.11 → $14.91
Latest observation: T+8 -3.06% FF3 residual α
T+1d
-0.93%
call -0.93% · α +0.15%
$14.97
settled 13d ago
T+5d
-1.32%
call -1.32% · α -0.17%
$14.91
settled 7d ago
T+20d
Pending
in 14d
T+60d
Pending
in 2mo
Price Chart
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Executive Summary
Yuli Yan filed a Form 3 initial statement of beneficial ownership with TOP Financial Group Ltd, disclosing no securities beneficially owned (1 class of derivative securities held with 0 shares, 0 other securities). This is a routine insider filing with no trading activity or material change.
Key Facts
- Form 3 filed by Yuli Yan on 2026-10-13, reporting date 2026-10-08
- Reporting owner holds 0 shares of common stock and 0 derivative securities
- No beneficial ownership reported in any class of securities
Financial Impact
No financial impact — zero beneficial ownership disclosed
Risk Factors
- No material risks identified from this filing
Investment Themes
Traditional Finance
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0002159927-26-000001 |
| Document: 0002159927-26-000001-index.html | 0002159927-26-000001 |
| Document: 0002159927-26-000001.txt | 0002159927-26-000001 |
23 reports for TOP
40% Hit rate @ T+5 Went positive at some point 6 of 10 best @ T+5▲ +10.05%
Filters
Rows
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 16, 2026 10d ago | 8-K | $13.42 $16.12 | ▲ +20.12% | ▲ +20.03% | $15.25 (+13.64%) |
Oct 14, 2026 12d ago | 8-K | $14.97 $15.63 | ▲ +4.41% | ▲ +3.96% | $15.25 (+1.87%) |
Oct 13, 2026 13d ago | 3 | $15.11 $14.91 | ▼ −1.32% | ▼ −0.17% | $15.25 (+0.93%) |
Oct 9, 2026 17d ago | 8-K | $15.14 $14.67 | ▼ −3.10% | ▼ −1.61% | $15.25 (+0.73%) |
Oct 9, 2026 18d ago | EFFECT | $14.92 $13.42 | ▲ +10.05% | ▲ +8.09% | $15.25 (−2.21%) |
Oct 1, 2026 25d ago | F-1 | $15.37 $14.92 | ▼ −2.93% | ▼ −4.09% | $15.25 (−0.78%) |
Sep 29, 2026 27d ago | 8-K | $14.93 $15.16 | ▲ +1.54% | ▼ −0.41% | $15.25 (+2.14%) |
Sep 21, 2026 5w ago | 8-K | $15.40 $14.93 | ▼ −3.05% | ▼ −1.86% | $15.25 (−0.97%) |
Aug 4, 2026 11w ago | 8-K | $11.02 $12.05 | ▲ +9.30% | ▲ +9.40% | $15.25 (+38.38%) |
Jul 31, 2026 12w ago | 3 | $2.06 $2.26 | ▲ +9.61% | ▲ +6.10% | $15.25 (+640.29%) |
Showing 10 of 23
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