Market Cap
$24.3B
LPLA
LPL Financial Holdings Inc.
$312.15 ▲ +2.08%
Prev close $305.80Market cap$24.3B
12-mo target$429.33 (+37.5%)
Insider Selling Cluster (3 insiders)28 New Institutional Positions22 Institutional Exits Traditional Finance
Snapshot
The big-picture read on LPLA right now — valuation, ownership and activity at a glance.
Cap Size
Large Cap
Inst. Holders
50 funds
Inst. Value
$17.7B
Inst. Activity
28 buys / 22 sells
Insider Activity
$0.00 buy / $2.7M sell
Insider Net $
-$2.7M
SEC Reports
6
Press Releases
9
Congressional
4 trades
Price chart 30d -12.1%
Daily candles (open–high–low–close) with volume. Green = up day, red = down day.
No data for this timeframe.
Vol
Recent activity
The latest filings, insider trades, analyst actions, press and options flow — newest first.
Sep 30, 2026 other
LPL Financial Welcomes Lakewood Wealth Management
SAN DIEGO, Sept. 30, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advis
Sep 24, 2026 Event
Peters v. LPL Financial LLC
Court ruling (casd) — Docket: 3:24-cv-01228
Sep 11, 2026 Insider
Sep 9, 2026 SEC Reeping Katharine sold 439.949 shares
Principal Accounting Officer @ $347.88 ($153.0K)
The Tenth Circuit affirmed the district court's dismissal of a pro se plaintiff's lawsuit against LPL Financial LLC, whi
COURT-RULING — Impact 1/10
Sep 5, 2026 Insider
Sep 1, 2026 SEC Field Emily surrendered for taxes 106 shares
Group Managing Director @ $359.33 ($38.1K)
Two LPL Financial Group Managing Directors sold a combined $1.57M in open-market transactions over a one-week period. Th
CLUSTER — Impact 2/10
Aug 28, 2026 Insider
Aug 12, 2026 SEC BERNARD EDWARD C was granted 3 shares
Director
LPL Financial reported Q2 2026 EPS of $5.84, a 2.2% miss versus consensus of $5.97, though revenue was not explicitly st
PRESS-RELEASE — Impact 5/10
Analyst ratings buy % +9.2%
How Wall Street rates the stock today, and the latest firm-by-firm actions.
Recent analyst actions
| Date | Firm | Action | Rating | Firm rating |
|---|---|---|---|---|
| Oct 17, 2024 | Morgan Stanley | MAINTAIN | Overweight | 55% |
| Oct 9, 2024 | JMP Securities | REITERATE | Market Outperform | 53% |
| Oct 9, 2024 | Wells Fargo | UPGRADE | Overweight | 54% |
| Oct 8, 2024 | UBS | MAINTAIN | Neutral | 55% |
| Oct 4, 2024 | Jefferies | MAINTAIN | Buy | 53% |
| Sep 27, 2024 | Citigroup | MAINTAIN | Buy | 55% |
| Sep 26, 2024 | Goldman Sachs | MAINTAIN | Buy | 54% |
| Sep 12, 2024 | Wells Fargo | INITIATE | Equal-Weight | 54% |
| Aug 6, 2024 | UBS | MAINTAIN | Neutral | 55% |
| Jul 30, 2024 | B of A Securities | UPGRADE | Buy | 54% |
Monthly consensus history
| Period | Str. Buy | Buy | Hold | Sell | Str. Sell | Buy % | Distribution |
|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | 7 | 12 | 4 | 0 | 0 | 83% | |
| Aug 1, 2026 | 7 | 12 | 4 | 0 | 0 | 83% | |
| Jul 1, 2026 | 6 | 12 | 4 | 0 | 0 | 82% | |
| Jun 1, 2026 | 6 | 12 | 4 | 0 | 0 | 82% | |
| May 1, 2026 | 6 | 12 | 4 | 0 | 0 | 82% | |
| Apr 1, 2026 | 6 | 10 | 5 | 0 | 0 | 76% | |
| Mar 1, 2026 | 6 | 10 | 5 | 0 | 0 | 76% | |
| Feb 1, 2026 | 6 | 10 | 5 | 0 | 0 | 76% |
Price targets
Where 15 covering analysts think LPLA trades over the next 12 months.
$429.33 +37.5% upside Strong Buy
Current$312.15 Low$377.00 Median$401.00 High$557.00 15 analysts
$377.00$557.00
Analyst rating Buy· 1.8/5 as of Oct 2, 2026
Social media sentiment
Retail-investor mood aggregated across social media. 0° = very bearish, 100° = very bullish.
Recent posts
Reports & filings
AI-scored summaries of recent SEC filings and press releases, with sentiment and impact.
6 SEC filing reports analyzed · 0 bullish, 1 bearish, 1 mixed, 4 neutral · avg impact 3.0/10.Plus 9 press releases.
NEUTRALCOURT-RULING1/10
The Tenth Circuit affirmed the district court's dismissal of a pro se plaintiff's lawsuit against LP
Sep 9, 2026
NEUTRALCLUSTER2/10
Two LPL Financial Group Managing Directors sold a combined $1.57M in open-market transactions over a
Sep 1, 2026
BEARISHPRESS-RELEASE5/10
LPL Financial reported Q2 2026 EPS of $5.84, a 2.2% miss versus consensus of $5.97, though revenue w
Aug 12, 2026
NEUTRALCOURT-RULING2/10
The Southern District of Texas confirmed a $821,504.71 FINRA arbitration award in favor of LPL Finan
Jul 31, 2026
Upcoming & catalyst events
Scheduled dates plus disclosed catalysts — earnings, dividends, enforcement, FDA and clinical-trial events. Colored dot = impact.
Sep 30, 2026
other
LPL Financial Welcomes Lakewood Wealth Management
SAN DIEGO, Sept. 30, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Harrison Kennard, CFP®, Charles Dobben and Jus
Sep 24, 2026
other
LPL Financial Reports Monthly Activity for August 2026
SAN DIEGO, Sept. 24, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. ( Nasdaq: LPLA ) (the “Company”) today released its monthly activity report
Sep 24, 2026
other
LPL Financial Welcomes Trio of Independent Texas Advisors
SAN DIEGO, Sept. 24, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Jon Burnett, Dan Fowler and Chad Carlile have
Sep 24, 2026
Enforcement
Peters v. LPL Financial LLC
Court ruling (casd) — Docket: 3:24-cv-01228
Sep 22, 2026
other
LPL Financial Welcomes Cornerstone Advisors and Clear Pointe Wealth Management
SAN DIEGO, Sept. 22, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Cornerstone Advisors and Clear Pointe W
Earnings estimates
Forecast earnings per share and revenue by period — and whether estimates are rising.
| Period | EPS Est. | Range | Growth | 30d Rev | Up/Dn | Revenue | # |
|---|---|---|---|---|---|---|---|
| Current Q | $5.94 | $5.70–$6.13 | 14.2% | -0.5% | 2↑ 2↓ | $5.4B | 14 |
| Next Q | $6.52 | $6.21–$7.18 | 24.6% | -0.3% | 1↑ 2↓ | $5.6B | 14 |
| Current FY | $24.01 | $23.26–$26.60 | 19.5% | -0.1% | 3↑ 2↓ | $21.1B | 16 |
| Next FY | $29.90 | $27.82–$32.65 | 24.5% | +0.2% | 3↑ 2↓ | $24.1B | 17 |
Current-quarter EPS estimate — revision history
| When | EPS estimate | Change vs now |
|---|---|---|
| Current | $5.936 | — |
| 7d ago | $5.944 | -0.008 |
| 30d ago | $5.968 | -0.032 |
| 60d ago | $6.025 | -0.088 |
| 90d ago | $5.898 | +0.039 |
Institutional ownership
Which big funds own LPLA (from quarterly 13F filings) and who is adding or trimming.
50 institutional holders with $17.7B total value (62,931,802 shares) as of 2026-Q2. Top holders: BlackRock,, DODGE, Boston. Net buying activity: 28 institutions added/increased vs 22 reduced.
Top holders — 2026-Q2
| Fund | Shares | Value | % Tracked | Last move |
|---|---|---|---|---|
| BlackRock, Inc. | 4,732,991 | $1.3B | 7.5% | — |
| DODGE & COX | 4,578,679 | $1.3B | 7.3% | — |
| Boston Partners | 4,250,828 | $1.2B | 6.8% | — |
| Jupiter Topco LLC | 4,198,356 | $1.2B | 6.7% | — |
| VANGUARD PORTFOLIO MANAGEMENT LLC | 3,832,005 | $1.1B | 6.1% | — |
| VANGUARD CAPITAL MANAGEMENT LLC | 3,613,624 | $1.0B | 5.7% | — |
| PRINCIPAL FINANCIAL GROUP INC | 2,684,964 | $756.3M | 4.3% | — |
| Capital World Investors | 2,343,266 | $660.1M | 3.7% | — |
| STATE STREET CORP | 1,934,239 | $544.8M | 3.1% | — |
| WCM INVESTMENT MANAGEMENT, LLC | 1,810,058 | $487.3M | 2.8% | — |
Recent position changes
| Fund | Action | Prev | Current | Change | Value |
|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC | DOUBLED | 360,806 | 1,695,954 | +370.0% | $477.7M |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | TRIM | 3,869,359 | 1,458,759 | -62.3% | $413.8M |
| LONE PINE CAPITAL LLC | TRIM | 2,049,967 | 1,219,099 | -40.5% | $343.4M |
| NORGES BANK | NEW | — | 1,054,523 | — | $297.0M |
| MARSHALL WACE, LLP | NEW | — | 975,627 | — | $274.8M |
| MORGAN STANLEY | TRIM | 1,283,665 | 861,982 | -32.8% | $242.8M |
| Assenagon Asset Management S.A. | DOUBLED | 16,473 | 747,086 | +4435.2% | $210.4M |
| CITADEL ADVISORS LLC | TRIM | 923,471 | 642,765 | -30.4% | $181.1M |
| JANE STREET GROUP, LLC | DOUBLED | 98,615 | 642,484 | +551.5% | $181.0M |
| Point72 Asset Management, L.P. | DOUBLED | 50,643 | 507,345 | +901.8% | $142.9M |
Insider activity
Buying and selling by company executives and directors (SEC Form 4).
17 insiders, 50 transactions. Net -$2.7M — $0.00 bought, $2.7M sold.
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 11, 2026 | Reeping Katharine | Principal Accounting Officer | SELL | 439.949 | $347.88 | $153.0K |
| Sep 5, 2026 | Field Emily | Group Managing Director | TAX W/H | 106 | $359.33 | $38.1K |
| Aug 28, 2026 | BERNARD EDWARD C | Director | AWARD | 3 | — | — |
| Aug 28, 2026 | EBERHART PAULETT | Director | AWARD | 4 | — | — |
| Aug 28, 2026 | SCHIFTER RICHARD P | Director | AWARD | 14 | — | — |
| Aug 28, 2026 | Thomas Corey E. | Director | AWARD | 4 | — | — |
| Aug 28, 2026 | Glavin William Francis Jr | Director | AWARD | 10 | — | — |
| Aug 28, 2026 | Mnookin Allison | Director | AWARD | 2 | — | — |
| Aug 28, 2026 | Putnam James S | Director | AWARD | 7 | — | — |
| Aug 27, 2026 | Jambusaria Aneri | Group Managing Director | SELL | 308 | $357.36 | $110.1K |
Congressional trades
LPLA trades disclosed by members of Congress, with disclosure delay.
3 members · 2 buys / 2 sells
| Date | Member | Party | Chamber | Type | Amount | Asset | Disclosed |
|---|---|---|---|---|---|---|---|
| Jun 11, 2026 | Gilbert Cisneros | D | HOUSE | BUY | $1,001 - $15,000 | LPL Financial Holdings Inc | Jul 3, 2026(23d) |
| Jun 5, 2026 | Gilbert Cisneros | D | HOUSE | BUY | $1,001 - $15,000 | LPL Financial Holdings Inc | Jul 3, 2026(29d) |
| Mar 2, 2026 | Michael McCaul | R | HOUSE | SELL | $50,001 - $100,000 | LPL Financial Holdings Inc | Apr 10, 2026(40d) |
| Apr 2, 2025 | Valerie Hoyle | D | HOUSE | SELL | $1,001 - $15,000 | LPL Financial Holdings Inc | May 18, 2026(412d) |
Short interest & halts
FINRA semi-monthly short positions, Reg SHO threshold status, and recent trading halts for LPLA.
Shares short
1,768,918
Settlement Sep 15, 2026
Change vs prior
-7.3%
Semi-monthly cycle
Days to cover
3.0
At avg daily volume
Of shares outstanding
≈2.3%
Estimate — not % of float
All LPLA filing & press-release reports (15)
- COURT-RULING reportSep 9, 2026
- CLUSTER reportSep 1, 2026
- PRESS-RELEASE reportAug 12, 2026
- COURT-RULING reportJul 31, 2026
- PRESS-RELEASE reportJul 15, 2026
- PRESS-RELEASE reportJul 14, 2026
- INST-CLUSTER reportJun 27, 2026
- PRESS-RELEASE reportMay 27, 2026
- PRESS-RELEASE reportMay 21, 2026
- PRESS-RELEASE reportMay 7, 2026
- PRESS-RELEASE reportApr 7, 2026
- PRESS-RELEASE reportMar 31, 2026
- PRESS-RELEASE reportMar 24, 2026
- PRESS-RELEASE reportMar 12, 2026
- CLUSTER reportMar 4, 2026