Insider Cluster (2 insiders) ·Filed Feb 26, 2026

LPLA

LPL Financial Holdings Inc.
NEUTRAL
Impact 3/10
Horizondays Processed7mo ago
Insider cluster: 2 insiders, $205K total
Actionable Insight • Neutral

This level of insider selling is routine and not economically significant relative to company size; no immediate trading implications. Monitor for increased selling volume or broader insider participation in future filings.

DirectionNeutral
Confidencehigh
Horizondays
Final — all horizons settled through T+60d
LPLA ▼ -9.41% at T+60d
NEUTRAL call ✗ call lost -9.41% · α vs SPY -17.16% · entry $317.70 → $287.82
Entry anchored
Feb 25, 03:59 PM ET
via exchange tick
T+1d
-5.99%
call -5.99% · α -5.53%
$298.68
settled 7mo ago
T+5d
-0.90%
call -0.90% · α +0.23%
$314.84
settled 7mo ago
T+20d
-4.92%
call -4.92% · α +1.48%
$302.06
settled 6mo ago
T+60d
-9.41%
call -9.41% · α -17.16%
$287.82
settled 4mo ago

Price Chart

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Executive Summary

Two corporate insiders at LPL Financial Holdings sold shares in the past week, including President and CFO Matthew J. Audette, who sold $110,841 worth of stock. The transactions were open-market sales and represent a routine level of insider activity.

Key Financial Metrics

Direction
selling
Total Value
$205.1K
Insiders
2

Key Facts

  • President and CFO Matthew J. Audette sold 348 shares for $110,841 in an open-market transaction.
  • Group Managing Director Aneri Jambusaria sold 308 shares for $94,248 in an open-market transaction.
  • Total value of insider sales in the past 7 days: $205,089.
  • Combined sales represent approximately 0.0008% of LPLA's $24.5B market cap — well below the 0.1% threshold for materiality.

Financial Impact

$205,089 in total open-market sales by two insiders

insider ownershipmarket sentiment

Risk Factors

  • Perception risk if media or retail investors misinterpret routine sales as negative signal.
  • Potential for increased scrutiny if selling continues ahead of next earnings release.

Market Snapshot

Exchange
Nasdaq

Investment Themes

Traditional Finance

Documents Analyzed

This report is based on 1 SEC document filed with EDGAR.

DocumentAccession Number
CONTEXT: Insider Cluster Data (2 trades, 7d window)cluster-LPLA-1772658228332
15 reports for LPLA
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for LPLA — sortable, filterable
TypeNow
Sep 8, 2026
24d ago
Court Ruling
NEUTRAL ★ 1/10
$350.22 $341.74▼ −2.42%▼ −1.30%$312.15 (−10.87%)
Aug 31, 2026
4w ago
Insider Cluster
NEUTRAL ★ 2/10
$370.14 $350.22▼ −5.38%▼ −5.24%$312.15 (−15.67%)
Aug 12, 2026
7w ago
Press Release
BEARISH ★ 5/10
$376.68 $359.12▲ +4.66%▲ +4.22%$312.15 (+17.13%)
Jul 29, 2026
9w ago
Court Ruling
NEUTRAL ★ 2/10
$337.78 $359.92▲ +6.55%▲ +1.03%$312.15 (−7.59%)
Jul 15, 2026
11w ago
Press Release
NEUTRAL ★ 2/10
$329.12 $327.38▼ −0.53%▲ +0.45%$312.15 (−5.16%)
Jul 14, 2026
11w ago
Press Release
BULLISH ★ 4/10
$321.35 $327.96▲ +2.06%▲ +3.35%$312.15 (−2.86%)
Jun 27, 2026
13w ago
Institutional Cluster
MIXED ★ 5/10
$269.24 $304.75▲ +13.19%▲ +11.80%$312.15 (+15.94%)
May 27, 2026
18w ago
Press Release
NEUTRAL ★ 3/10
$269.45 $281.03▲ +4.30%▲ +3.83%$312.15 (+15.85%)
May 21, 2026
19w ago
Press Release
NEUTRAL ★ 3/10
$285.33 $272.27▼ −4.58%▼ −6.43%$312.15 (+9.40%)
May 7, 2026
21w ago
Press Release
NEUTRAL ★ 2/10
$308.03 $301.18▼ −2.23%▼ −3.73%$312.15 (+1.34%)
Showing 10 of 15

US Market Status

Market Closed — Opens in 31m

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Report published Mar 4, 2026