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SC 13D Beneficial Ownership
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| Ticker | Type | Sentiment | Impact | Summary | Date |
|---|---|---|---|---|---|
| GF | SC 13D/A | bullish | 6/10 | Saba Capital Management filed Amendment No. 14 to its Schedule 13D for The New Germany Fund (GF), reporting a 22.99% sta | Oct 7, 2026 |
| MXF | SC 13D/A | bullish | 5/10 | Saba Capital Management filed Amendment No. 7 to its Schedule 13D on The Mexico Fund Inc., reporting beneficial ownershi | Oct 7, 2026 |
| KLXE | SC 13D | bullish | 7/10 | Cross Ocean Partners Management LP, through its managed funds, filed a Schedule 13D disclosing beneficial ownership of 2 | Oct 6, 2026 |
| PBYI | SC 13D/A | neutral | 3/10 | Alan H. Auerbach, CEO and President of Puma Biotechnology, filed an amended Schedule 13D reporting that his 2011 warrant | Oct 6, 2026 |
| TAVI | SC 13D | bullish | 6/10 | Fog Cutter Holdings LLC, led by Andrew Wiederhorn, has acquired a 25.6% stake in Tavia Acquisition Corp. (TAVI) via a sp | Oct 6, 2026 |
| GD | SC 13D/A | neutral | 4/10 | Longview Asset Management filed Amendment No. 31 to its Schedule 13D on General Dynamics, reporting beneficial ownership | Oct 6, 2026 |
| BRVO | SC 13D | neutral | 6/10 | Michael Williams and MWP Entertainment Group, LLC filed a Schedule 13D disclosing beneficial ownership of 78.24% of Brav | Oct 6, 2026 |
| IESC | SC 13D/A | neutral | 3/10 | Tontine Capital Partners filed Amendment No. 33 to its Schedule 13D for IES Holdings, reporting a decrease in its benefi | Oct 6, 2026 |
| SQFT | SC 13D/A | neutral | 4/10 | Jack Heilbron filed Amendment No. 3 to his Schedule 13D, reporting a disposition of 18,163 Series D Preferred Shares in | Oct 6, 2026 |
| ANY | SC 13D | neutral | 3/10 | CEO Joel Block filed a Schedule 13D disclosing beneficial ownership of 821,142 common shares (7.6% of outstanding) of Da | Oct 6, 2026 |
| Keenova Therapeutics plc | SC 13D/A | bullish | 6/10 | GoldenTree Asset Management LP filed an amended Schedule 13D disclosing a 21.2% stake in Keenova Therapeutics plc as of | Oct 6, 2026 |
| CRBG | SC 13D/A | neutral | 4/10 | Nippon Life Insurance Co. filed an amended Schedule 13D on October 6, 2026, disclosing the open-market purchase of 4,614 | Oct 6, 2026 |
| KLXE | SC 13D | bullish | 7/10 | Whitebox Advisors LLC filed a Schedule 13D disclosing beneficial ownership of 13,055,633 shares of KLX Energy Services H | Oct 6, 2026 |
| EVGN | SC 13D/A | bullish | 6/10 | Activist investors L.I.A. Pure Capital and Invest-Pro have entered into a cooperation agreement with Evogene, resolving | Oct 6, 2026 |
| QRVO | SC 13D/A | neutral | 3/10 | Starboard Value filed Amendment No. 6 to its Schedule 13D for Qorvo, confirming that its entire stake was converted into | Oct 6, 2026 |
| BRVO | SC 13D/A | bearish | 7/10 | WTFJ Investments, LLC filed an amended Schedule 13D disclosing a shareholder group controlling approximately 59.4% of Br | Oct 6, 2026 |
| AMG BBH Asset-Backed Credit Fund, LLC | SC 13D/A | bullish | 5/10 | Brown Brothers Harriman & Co. and its affiliate Credit Partners filed an amended Schedule 13D, reporting additional purc | Oct 6, 2026 |
| MITI | SC 13D | neutral | 3/10 | Insider Mack Leath filed a Schedule 13D disclosing beneficial ownership of 1,341,477 shares of Mitesco common stock (7.0 | Oct 6, 2026 |
| NIVF | SC 13D/A | neutral | 3/10 | Insider directors Wing Fung Alfred Siu and Hei Yue Tina Fong exercised 279,622 post-reverse-split Class B share options | Oct 6, 2026 |
| ESTC | SC 13D | neutral | 5/10 | Pictet Asset Management SA filed a Schedule 13D disclosing beneficial ownership of 5,445,175 shares of Elastic N.V. comm | Oct 6, 2026 |
| HLSQ | SC 13D/A | neutral | 4/10 | Mayers Ventures LLC and its manager Ram Naim filed Amendment No. 1 to their Schedule 13D on Tessera Defense & Homeland S | Oct 6, 2026 |
| MGRX | SC 13D/A | neutral | 5/10 | Jacob D. Cohen and The Tiger Cub Trust filed Amendment No. 6 to their Schedule 13D, reporting a combined beneficial owne | Oct 6, 2026 |
| AGMH | SC 13D | neutral | 5/10 | Rui Zhang, through Vastway Technology Co., Ltd., acquired 17,446,471 newly issued Class A shares of AGM Group Holdings f | Oct 6, 2026 |
| ABUS | SC 13D/A | neutral | 4/10 | Roivant Sciences Ltd. filed Amendment No. 14 to its Schedule 13D on Arbutus Biopharma Corp, reporting beneficial ownersh | Oct 5, 2026 |
| CNNE | SC 13D/A | neutral | 4/10 | Carronade Capital Management filed Amendment No. 4 to its Schedule 13D, reporting a slight increase in its aggregate ben | Oct 5, 2026 |
| RXO | SC 13D | bullish | 7/10 | MFN Partners, LP filed a Schedule 13D disclosing a 19.3% beneficial stake in RXO, Inc. (32,687,269 shares including warr | Oct 5, 2026 |
| BETR | SC 13D/A | bullish | 7/10 | Founder Vishal Garg filed this SC 13D/A to report that the independent election inspector certified the consent solicita | Oct 5, 2026 |
| ESRT | SC 13D | bullish | 7/10 | Erez REIT Opportunities LP, managed by Bruce Schanzer, filed a Schedule 13D disclosing beneficial ownership of 10 millio | Oct 5, 2026 |
| ADRX | SC 13D | neutral | 5/10 | SR One Capital Management, led by Simeon George, filed a Schedule 13D disclosing beneficial ownership of 9,936,661 share | Oct 5, 2026 |
| TH | SC 13D/A | bearish | 7/10 | TDR Capital (through Arrow Holdings and MFA Global) sold 11,000,000 shares of Target Hospitality Corp. at $18.40 per sha | Oct 5, 2026 |