DEFA14A ·Filed Jul 28, 2026

LVO

LiveOne, Inc.
NEUTRAL
Impact 3/10
Horizonweeks Processed2mo ago SEC0001213900-26-082336
Proxy solicitation materials
Actionable Insight • Neutral

Monitor the vote outcome post-September 17 meeting, particularly the 2026 Equity Incentive Plan approval which could lead to future dilution. No immediate trading catalyst from this routine proxy notice.

DirectionNeutral
Confidencehigh
Horizonweeks
Latest settled — T+20d
LVO ▼ -13.44% at T+20d
NEUTRAL call ✗ call lost -13.44% · α vs SPY -18.46% · entry $4.39 → $3.80
Next anchor: T+60d in 19d
Latest observation: T+43 -61.92% FF3 residual α
Entry anchored
Jul 28, 03:58 PM ET
via exchange tick
T+1d
+2.96%
call +2.96% · α +1.28%
$4.52
settled 2mo ago
T+5d
-5.47%
call -5.47% · α -11.00%
$4.15
settled 8w ago
T+20d
-13.44%
call -13.44% · α -18.46%
$3.80
settled 5w ago
T+60d
—
call — · α —
—
in 19d

Price Chart

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Executive Summary

LiveOne, Inc. filed a DEFA14A (definitive additional proxy soliciting materials) providing notice of its 2026 Annual Meeting to be held on September 17, 2026. The filing outlines four proposals for shareholder vote: election of seven director nominees, approval of the 2026 Equity Incentive Plan, ratification of Macias Gini & O'Connell LLP as auditor, and approval of an adjournment if needed. This is a routine administrative filing with no material financial data or unexpected items.

Key Facts

  • Annual Meeting scheduled for September 17, 2026 at 10:00 AM PDT in Beverly Hills, CA
  • Voting deadline is September 16, 2026 at 11:59 PM ET
  • Board recommends FOR all four proposals: director election, 2026 Equity Incentive Plan, auditor ratification, and meeting adjournment if necessary
  • Seven director nominees: Robert S. Ellin, Jay Krigsman, Ramin Arani, Patrick Wachsberger, Kenneth Solomon, Bridget Baker, Kristopher Wright
  • Proposal 4 allows adjournment to solicit additional votes if insufficient votes are present

Financial Impact

No financial figures disclosed in this filing

Risk Factors

  • Shareholder rejection of the 2026 Equity Incentive Plan could limit compensation flexibility
  • Low shareholder turnout could require adjournment and delay corporate actions

Market Snapshot

Exchange
Nasdaq
Sector
Retail-Eating Places
Analyst Consensus
88% bullish (8 analysts)

Investment Themes

Consumer & Retail

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
DEFA14A Filing (Primary)0001213900-26-082336
Document: 0001213900-26-082336-index-headers.html0001213900-26-082336
Document: 0001213900-26-082336-index.html0001213900-26-082336
Document: 0001213900-26-082336.txt0001213900-26-082336
19 reports for LVO
Performance horizon
100% Hit rate 3 of 3 directional calls best @ T+20▲ +33.97%Apr 28, 2026
Filters
Rows
Reports for LVO — sortable, filterable
TypeNow
Sep 2, 2026
4w ago
Press Release
NEUTRAL ★ 3/10
$3.32 $2.58▼ −22.29%▼ −22.14%$2.63 (−20.78%)
Aug 12, 2026
7w ago
Press Release
BEARISH ★ 5/10
$4.03 $3.94▲ +2.23%▲ +0.34%$2.63 (+34.74%)
Aug 12, 2026
7w ago
8-K
NEUTRAL ★ 4/10
$4.03 $3.94▼ −2.23%▼ −0.34%$2.63 (−34.74%)
Aug 4, 2026
8w ago
Press Release
NEUTRAL ★ 3/10
$4.15 $3.32▼ −20.00%▼ −19.40%$2.63 (−36.63%)
Jul 30, 2026
9w ago
424B5
NEUTRAL ★ 3/10
$4.52 $3.96▼ −12.39%▼ −16.35%$2.63 (−41.81%)
Jul 28, 2026
9w ago
DEFA14A
NEUTRAL ★ 3/10
$4.39 $3.80▼ −13.44%▼ −18.46%$2.63 (−40.09%)
Jun 3, 2026
17w ago
Press Release
NEUTRAL ★ 4/10
$6.27 $5.66▼ −9.73%▼ −8.73%$2.63 (−58.05%)
May 18, 2026
19w ago
Press Release
NEUTRAL ★ 4/10
$6.22 $6.28▲ +0.96%▼ −0.62%$2.63 (−57.72%)
May 11, 2026
20w ago
Press Release
NEUTRAL ★ 2/10
$5.04 $6.14▲ +21.83%▲ +22.13%$2.63 (−47.82%)
May 1, 2026
22w ago
8-K
NEUTRAL ★ 3/10
$5.18 $6.67▲ +28.76%▲ +23.12%$2.63 (−49.23%)
Showing 10 of 19

US Market Status

Market Closed — Opens Mon (63h 46m)

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