Monitor future 8-K filings for any grants under the 2026 Plan, which would indicate the pace of equity compensation and potential dilution. The next quarterly report (10-Q) will show any share-based compensation expense.
Price Chart
Executive Summary
LiveOne, Inc. filed an 8-K reporting the adoption and stockholder approval of the 2026 Equity Incentive Plan, replacing the expired 2016 plan, and the results of its 2026 Annual Meeting. All seven director nominees were elected, and the 2026 Plan was approved with 4,511,114 votes for and 624,075 against. The plan reserves 4,000,000 shares for future equity awards. No awards have been issued under the plan as of the filing date. This is a routine governance matter with no immediate financial impact.
Key Facts
- Stockholders approved the 2026 Equity Incentive Plan on September 17, 2026, with 4,511,114 for, 624,075 against, and 20,777 abstained.
- The 2026 Plan reserves 4,000,000 shares of common stock for issuance, replacing the expired 2016 Equity Incentive Plan.
- All seven director nominees were elected with over 5.1 million votes for each and approximately 3.4 million broker non-votes.
- Ratification of Macias Gini & O'Connell, LLP as independent auditor for FY ending March 31, 2027 passed with 8,430,988 for, 132,537 against.
- As of the filing date, no awards or shares have been issued under the 2026 Plan.
Financial Impact
No immediate financial impact. The 2026 Plan authorizes up to 4,000,000 shares for future equity compensation, but no awards have been granted yet.
Risk Factors
- Potential future dilution from up to 4,000,000 shares reserved under the 2026 Plan.
- No current awards granted, so no immediate compensation expense impact.
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001213900-26-102679 |
| Document: 0001213900-26-102679-index-headers.html | 0001213900-26-102679 |
| Document: 0001213900-26-102679-index.html | 0001213900-26-102679 |
| Document: 0001213900-26-102679.txt | 0001213900-26-102679 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Sep 23, 2026 4w ago | 8-K | $2.35 $2.53 | ▲ +7.66% | ▲ +8.08% | $2.80 (+19.15%) |
Sep 2, 2026 7w ago | Press Release | $3.32 $2.58 | ▼ −22.29% | ▼ −22.14% | $2.80 (−15.66%) |
Aug 12, 2026 10w ago | Press Release | $4.03 $3.94 | ▲ +2.23% | ▲ +0.34% | $2.80 (+30.52%) |
Aug 12, 2026 10w ago | 8-K | $4.03 $3.94 | ▼ −2.23% | ▼ −0.34% | $2.80 (−30.52%) |
Aug 4, 2026 11w ago | Press Release | $4.15 $3.32 | ▼ −20.00% | ▼ −19.40% | $2.80 (−32.53%) |
Jul 30, 2026 12w ago | 424B5 | $4.52 $3.96 | ▼ −12.39% | ▼ −16.35% | $2.80 (−38.05%) |
Jul 28, 2026 12w ago | DEFA14A | $4.39 $3.80 | ▼ −13.44% | ▼ −18.46% | $2.80 (−36.22%) |
Jun 3, 2026 20w ago | Press Release | $6.27 $5.66 | ▼ −9.73% | ▼ −8.73% | $2.80 (−55.34%) |
May 18, 2026 23w ago | Press Release | $6.22 $6.28 | ▲ +0.96% | ▼ −0.62% | $2.80 (−54.98%) |
May 11, 2026 24w ago | Press Release | $5.04 $6.14 | ▲ +21.83% | ▲ +22.13% | $2.80 (−44.44%) |
US Market Status
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