This cluster is too small to be informative — the dollar amounts are noise relative to market cap. CFO Verma's single sale is plausibly personal diversification; Bhatt's derivative conversions + sales are typical for a director exercising and monetizing vested options. Do not read bearish conviction into these trades. Hold or add selectively if HOOD has positive fundamentals; await next earnings or 13D filing for a real signal.
Price Chart
Executive Summary
HOOD CFO Shiv Verma and Director Baiju Bhatt sold a combined ~$2.03M in open-market stock over a 7-day window. Bhatt's trades include derivative conversions followed by immediate sales, while Verma's sole sale is a routine-sized disposition. The cluster is sell-side but dollar amounts are trivial relative to HOOD's $82.3B market cap (~0.0025%), and no C-suite cluster buy signal exists to act on. Contextual cross-filing combinations are statistically amplified, but the cluster stands alone here — no earnings, press, or late-filing context present to escalate the signal.
Key Financial Metrics
Key Facts
- CFO Shiv Verma sold 3,982 shares at $95.07 for $378,569 on Aug 17
- Director Baiju Bhatt sold 50,317 total shares (across three open-market sales) between Aug 14 at avg ~$96.14, netting ~$4.87M total; also converted 50,317 derivative shares at $0 on Aug 14 (non-cash)
- Total open-market sales in this cluster: ~$2.03M; non-cash derivative conversions add $0 economic value
- Cluster value equals ~0.0025% of HOOD's $82.3B market cap — well below the 0.1% triviality threshold
- No 10b5-1 plan designation noted on these filings; regular-pattern sales not evident in this single-window view
- 82% of analyst ratings on HOOD are Buy/Strong Buy; recent institutional activity shows 11 adds vs 3 trims
Financial Impact
Total open-market sales of ~$2.03M represent approximately 0.0025% of HOOD's $82.3B market capitalization
Risk Factors
- CFO sale, while small on its own, could precede a broader wave of insider selling ahead of a market event
- No recent 10-K/10-Q or earnings filing context — the cluster provides no fundamental insight into HOOD's business trajectory
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 1 SEC document filed with EDGAR.
| Document | Accession Number |
|---|---|
| CLUSTER Data (Synthetic) | cluster-HOOD-1787198868736 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Sep 14, 2026 17d ago | Insider Cluster | $110.45 $124.25 | ▲ +12.49% | ▲ +10.37% | $115.85 (+4.88%) |
Sep 10, 2026 21d ago | Insider Cluster | $112.57 $119.82 | ▲ +6.44% | ▲ +6.66% | $115.85 (+2.91%) |
Sep 10, 2026 21d ago | Press Release | $112.57 $119.82 | ▼ −6.44% | ▼ −6.66% | $115.85 (−2.91%) |
Sep 4, 2026 28d ago | Insider Cluster | $122.11 $114.33 | ▼ −6.37% | ▼ −5.16% | $115.85 (−5.13%) |
Aug 19, 2026 6w ago | Insider Cluster | $95.77 $108.54 | ▲ +13.33% | ▲ +13.72% | $115.85 (+20.96%) |
Aug 13, 2026 7w ago | Press Release | $99.37 $95.10 | ▼ −4.30% | ▼ −2.33% | $115.85 (+16.58%) |
Aug 3, 2026 8w ago | Press Release | $90.34 $94.52 | ▲ +4.63% | ▲ +2.60% | $115.85 (+28.23%) |
Jul 19, 2026 10w ago | Court Ruling | $99.28 $94.91 | ▼ −4.40% | ▼ −3.98% | $115.85 (+16.69%) |
Jul 8, 2026 12w ago | Insider Cluster | $113.53 $113.45 | ▲ +0.07% | ▲ +0.93% | $115.85 (−2.04%) |
Jul 7, 2026 12w ago | Insider Cluster | $113.53 $113.45 | ▼ −0.07% | ▼ −0.93% | $115.85 (+2.04%) |
US Market Status
Subscribe to SecBot
Get Real-Time SEC Filing Intelligence
Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.
Try SecBot Free Coming soon: SecBot Pro with alerts, watchlists, and API access