DEFA14A ·Filed Apr 30, 2026

CAT

CATERPILLAR INC
NEUTRAL
Impact 2/10
Horizonweeks Processed5mo ago SEC0001308179-26-000359
Proxy solicitation materials
Actionable Insight • Neutral

Monitor the shareholder vote on proposal 4 (written consent) as a gauge of shareholder sentiment, though the outcome is unlikely to materially impact stock price. The meeting is standard with no expected surprises.

DirectionNeutral
Confidencehigh
Horizonweeks
Final — all horizons settled through T+60d ⚠ clustered
CAT ▼ -0.15% at T+60d
NEUTRAL call ✗ call lost -0.15% · α vs SPY -2.97% · entry $890.07 → $888.73
Entry anchored
Apr 30, 2026
via day open
T+1d
-0.05%
call -0.05% · α -0.26%
$889.67
settled 5mo ago
T+5d
+0.47%
call +0.47% · α -1.26%
$894.23
settled 5mo ago
T+20d
-1.71%
call -1.71% · α -6.94%
$874.81
settled 4mo ago
T+60d
-0.15%
call -0.15% · α -2.97%
$888.73
settled 2mo ago

Price Chart

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Executive Summary

Caterpillar filed DEFA14A definitive additional proxy materials, providing notice of its 2026 annual meeting on June 10, 2026. The agenda includes standard director elections, auditor ratification, advisory say-on-pay, and a shareholder proposal on written consent that management opposes. No material financial disclosures or activist involvement.

Key Facts

  • Annual meeting scheduled for June 10, 2026, virtual format.
  • Board recommends FOR all 10 director nominees, FOR proposals 2 (auditor ratification) and 3 (say-on-pay), and AGAINST proposal 4 (shareholder right to act by written consent).
  • No contested elections or dissident solicitations; all filings are by management.

Financial Impact

None; routine proxy notice with no financial figures disclosed.

Risk Factors

  • Shareholder proposal on written consent could gain traction, but management opposition reduces likelihood of passage.

Market Snapshot

Exchange
NYSE
Sector
Construction Machinery & Equip
Analyst Consensus
53% bullish (34 analysts)

Investment Themes

Industrials & Manufacturing

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
DEFA14A Filing (Primary)0001308179-26-000359
Document: 0001308179-26-000359-index-headers.html0001308179-26-000359
Document: 0001308179-26-000359-index.html0001308179-26-000359
Document: 0001308179-26-000359.txt0001308179-26-000359
14 reports for CAT
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for CAT — sortable, filterable
TypeNow
Aug 4, 2026
8w ago
8-K
BULLISH ★ 7/10
$876.54 $779.16▼ −11.11%▼ −9.87%$826.35 (−5.73%)
Jul 21, 2026
10w ago
Press Release
NEUTRAL ★ 2/10
$889.97 $840.87▼ −5.52%▼ −8.08%$826.35 (−7.15%)
May 15, 2026
19w ago
Insider Cluster
NEUTRAL ★ 2/10
$863.61 $933.93▲ +8.14%▲ +5.95%$826.35 (−4.31%)
May 6, 2026
21w ago
Insider Cluster
NEUTRAL ★ 3/10
$926.61 $926.18▼ −0.05%▼ −2.83%$826.35 (−10.82%)
May 6, 2026
21w ago
Insider Cluster
NEUTRAL ★ 3/10
$926.61 $926.18▼ −0.05%▼ −2.83%$826.35 (−10.82%)
May 4, 2026
21w ago
Insider Cluster
NEUTRAL ★ 3/10
$874.80 $865.36▼ −1.08%▼ −6.72%$826.35 (−5.54%)
May 4, 2026
21w ago
Insider Cluster
NEUTRAL ★ 4/10
$874.80 $865.36▼ −1.08%▼ −6.72%$826.35 (−5.54%)
May 4, 2026
21w ago
Insider Cluster
NEUTRAL ★ 2/10
$874.80 $865.36▼ −1.08%▼ −6.72%$826.35 (−5.54%)
May 4, 2026
21w ago
Insider Cluster
NEUTRAL ★ 2/10
$874.80 $865.36▼ −1.08%▼ −6.72%$826.35 (−5.54%)
May 4, 2026
21w ago
Insider Cluster
NEUTRAL ★ 2/10
$874.80 $865.36▼ −1.08%▼ −6.72%$826.35 (−5.54%)
Showing 10 of 14

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