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S-3ASR ·Filed Apr 20, 2026

AXTI

AXT INC
NEUTRAL
Impact 2/10
Horizonmonths Processed6mo ago SEC0001213900-26-045578
Notable filing: S-3ASR
Actionable Insight • Neutral

Monitor future prospectus supplements for details on any actual offerings, including size, pricing, and use of proceeds. The shelf registration provides AXTI with financing flexibility but does not indicate immediate capital raising plans.

DirectionNeutral
Confidencehigh
Horizonmonths
Final — all horizons settled through T+60d ⚠ clustered
AXTI ▼ -39.22% at T+60d
NEUTRAL call -39.22% · α vs SPY -46.11% · entry $74.97 → $45.57
Entry = T+0 close
Apr 20, 2026
via day close
T+1d
+15.97%
call +15.97% · α +14.95%
$86.94
settled 6mo ago
T+5d
-8.35%
call -8.35% · α -9.43%
$68.71
settled 6mo ago
T+20d
+41.23%
call +41.23% · α +36.31%
$105.88
settled 5mo ago
T+60d
-39.22%
call -39.22% · α -46.11%
$45.57
settled 3mo ago

Price Chart

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Executive Summary

AXT Inc. filed an S-3ASR shelf registration statement to offer up to an indeterminate amount of common stock, warrants, and units from time to time. The filing does not specify the offering size, timing, or use of proceeds, and no funds are being raised at this time. This is a routine shelf registration that provides future financing flexibility.

Key Facts

  • AXT Inc. filed an S-3ASR shelf registration statement on April 20, 2026
  • The registration covers indeterminate amounts of common stock, warrants, and units
  • No specific offering size, price, or timing is disclosed in the filing
  • The company will use proceeds for working capital and general corporate purposes
  • The registration statement has an effective date of April 20, 2026
  • The company is a well-known seasoned issuer (WKSI) and can use automatic shelf registration

Financial Impact

Indeterminate - offering size not specified

dilutionequitycash flow

Risk Factors

  • Potential future dilution if common stock is issued
  • Proceeds may be used for acquisitions or other corporate purposes that could impact financial performance
  • Market conditions could affect the timing and pricing of any future offerings

Market Snapshot

Exchange
Nasdaq
Sector
Semiconductors & Related Devices

Investment Themes

Documents Analyzed

This report is based on 7 SEC documents filed with EDGAR.

DocumentAccession Number
S-3ASR Filing (Primary)0001213900-26-045578
Document: ea028679001ex5-1.htm0001213900-26-045578
Document: ea028679001ex-fee.htm0001213900-26-045578
Document: ea028679001ex23-1.htm0001213900-26-045578
Document: 0001213900-26-045578-index-headers.html0001213900-26-045578
Document: 0001213900-26-045578-index.html0001213900-26-045578
Document: 0001213900-26-045578.txt0001213900-26-045578
25 reports for AXTI
Performance horizon
64% Hit rate @ T+5 9 of 14 directional calls Went positive at some point 13 of 14 best @ T+60▲ +47.25%Apr 21, 2026
Filters
Rows
Reports for AXTI — sortable, filterable
TypeNow
Oct 5, 2026
21d ago
SC 13G/A
NEUTRAL ★ 3/10
$86.66 $61.98▼ −28.48%▼ −28.90%$56.27 (−35.07%)
Aug 21, 2026
9w ago
Institutional Cluster
BULLISH ★ 5/10
$70.74 $58.63▼ −17.12%▼ −17.59%$56.27 (−20.46%)
Aug 19, 2026
9w ago
Insider Cluster
NEUTRAL ★ 2/10
$73.15 $66.92▼ −8.52%▼ −9.63%$56.27 (−23.08%)
Jul 22, 2026
13w ago
8-K
NEUTRAL ★ 2/10
$52.93 $46.94▼ −11.32%▼ −11.79%$56.27 (+6.31%)
Jul 8, 2026
15w ago
8-K
MIXED ★ 6/10
$60.12 $57.57▼ −4.24%▼ −5.10%$56.27 (−6.40%)
Jul 2, 2026
16w ago
8-K
BULLISH ★ 6/10
$56.62 $62.55▲ +10.47%▲ +9.54%$56.27 (−0.62%)
Jun 22, 2026
18w ago
8-K
NEUTRAL ★ 2/10
$77.91 $71.46▼ −8.28%▼ −9.29%$56.27 (−27.78%)
Jun 17, 2026
18w ago
Insider Cluster
NEUTRAL ★ 2/10
$92.11 $70.14▼ −23.85%▼ −22.81%$56.27 (−38.91%)
Jun 10, 2026
19w ago
Insider Cluster
BEARISH ★ 6/10
$88.34 $92.11▼ −4.27%▼ −3.83%$56.27 (+36.30%)
Jun 9, 2026
19w ago
8-K
NEUTRAL ★ 3/10
$85.29 $93.04▲ +9.09%▲ +5.65%$56.27 (−34.03%)
Showing 10 of 25

US Market Status

Market Closed — Opens Wed (11h 56m)

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Report published Apr 20, 2026