8-K ·Filed May 21, 2026

AWR

AMERICAN STATES WATER CO
NEUTRAL
Impact 3/10
Horizonweeks Processed4mo ago SEC0001628280-26-037056
8-K context-dependent: Items 5.02
Actionable Insight • Neutral

Routine annual meeting and plan renewal — no immediate trading catalyst. Monitor future 10-Q for actual share issuance under the new plan to gauge dilution pace.

DirectionNeutral
Confidencehigh
Horizonweeks
Final — all horizons settled through T+60d
AWR ▲ +15.18% at T+60d
NEUTRAL call ✓ call won +15.18% · α vs SPY +10.88% · entry $76.29 → $87.87
Entry anchored
May 20, 03:59 PM ET
via exchange tick
T+1d
+0.46%
call +0.46% · α +0.01%
$76.64
settled 4mo ago
T+5d
+0.12%
call +0.12% · α -1.48%
$76.38
settled 4mo ago
T+20d
+2.03%
call +2.03% · α +1.69%
$77.84
settled 3mo ago
T+60d
+15.18%
call +15.18% · α +10.88%
$87.87
settled 6w ago

Price Chart

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Executive Summary

Shareholders approved the 2026 Stock Incentive Plan, replacing the 2016 plan and authorizing up to 800,000 new shares for employee equity awards. Three Class III directors were re-elected, and PricewaterhouseCoopers was ratified as auditor. This is a routine governance filing with no material financial impact.

Key Facts

  • Shareholders approved the 2026 Stock Incentive Plan, authorizing up to 800,000 shares of common stock for employee awards.
  • The plan replaces the 2016 Stock Incentive Plan and allows grants of stock options, restricted stock, restricted stock units, and performance awards.
  • Three Class III directors (Eichelberger, Ervin, Levin) were re-elected with strong support.
  • PricewaterhouseCoopers LLP was ratified as independent auditor with 33,682,639 votes for.
  • The advisory vote on executive compensation (say-on-pay) passed with 28,620,741 votes for.

Financial Impact

Up to 800,000 new shares authorized for equity compensation, representing approximately 2.1% of current shares outstanding at a ~$3.0B market cap.

dilutionshare count

Risk Factors

  • Potential dilution of up to 800,000 shares over the plan's 10-year term.
  • No material financial data or guidance provided in this filing.

Market Snapshot

Exchange
NYSE
Sector
Water Supply
Analyst Consensus
0% bullish (9 analysts)

Investment Themes

Traditional Energy

Documents Analyzed

This report is based on 5 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (Primary)0001628280-26-037056
Document: awr-20260519.htm0001628280-26-037056
Document: 0001628280-26-037056-index-headers.html0001628280-26-037056
Document: 0001628280-26-037056-index.html0001628280-26-037056
Document: 0001628280-26-037056.txt0001628280-26-037056
7 reports for AWR
Performance horizon
Filters
Rows
Reports for AWR — sortable, filterable
TypeNow
Aug 17, 2026
6w ago
Institutional Cluster
MIXED ★ 4/10
$87.87 $86.45▼ −1.62%▲ +0.36%$82.82 (−5.75%)
May 21, 2026
19w ago
8-K
NEUTRAL ★ 3/10
$76.29 $77.84▲ +2.03%▲ +1.69%$82.82 (+8.56%)
May 20, 2026
19w ago
Insider Cluster
NEUTRAL ★ 2/10
$75.96 $77.11▲ +1.51%▲ +0.77%$82.82 (+9.03%)
May 20, 2026
19w ago
Insider Cluster
NEUTRAL ★ 2/10
$75.96 $77.11▲ +1.51%▲ +0.77%$82.82 (+9.03%)
May 6, 2026
21w ago
8-K
NEUTRAL ★ 4/10
$76.84 $76.27▼ −0.74%▼ −3.88%$82.82 (+7.78%)
Apr 13, 2026
24w ago
DEFA14A
NEUTRAL ★ 2/10
$75.44 $77.15▲ +2.27%▼ −5.46%$82.82 (+9.78%)
Apr 3, 2026
26w ago
DEFA14A
NEUTRAL ★ 4/10
$76.79 $76.07▼ −0.94%▼ −9.92%$82.82 (+7.85%)
Showing 7 of 7

US Market Status

Market Closed — Opens Mon (64h 59m)

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