Monitor for any future 13D conversion or stake increase above 5%, which would signal a potential activist shift. For now, the filing is routine and non-eventful.
Price Chart
Executive Summary
Neuberger Berman Group LLC filed an amended Schedule 13G disclosing a passive 4.9% stake in American States Water Co as of September 30, 2026. The filing shows a slight decrease from a prior undisclosed level, and the stake remains below the 5% threshold, indicating no imminent activist intent.
Key Financial Metrics
Key Facts
- Neuberger Berman Group LLC reports beneficial ownership of 1,942,134 shares of American States Water Co common stock, representing 4.9% of shares outstanding.
- The filing is an amendment to Schedule 13G, indicating passive investment intent with no activist purpose.
- The stake is below 5%, which is a typical threshold for passive institutional holdings.
- The filing date is October 6, 2026, with the ownership date as of September 30, 2026.
Financial Impact
No material financial impact; passive stake below 5% with no disclosed change in investment strategy.
Risk Factors
- No material risks identified from this passive filing.
Investment Themes
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| SC 13G/A Filing (Primary) | 0001465109-26-000078 |
| Document: 0001465109-26-000078-index.html | 0001465109-26-000078 |
| Document: 0001465109-26-000078.txt | 0001465109-26-000078 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 6, 2026 20d ago | SC 13G/A | $81.46 | awaiting T+20 | — | $85.08 (+4.44%) |
Aug 16, 2026 10w ago | Institutional Cluster | $87.87 $86.45 | ▼ −1.62% | ▲ +0.36% | $85.08 (−3.18%) |
May 21, 2026 22w ago | 8-K | $76.29 $77.84 | ▲ +2.03% | ▲ +1.69% | $85.08 (+11.52%) |
May 19, 2026 22w ago | Insider Cluster | $75.96 $77.11 | ▲ +1.51% | ▲ +0.77% | $85.08 (+12.01%) |
May 19, 2026 22w ago | Insider Cluster | $75.96 $77.11 | ▲ +1.51% | ▲ +0.77% | $85.08 (+12.01%) |
May 6, 2026 24w ago | 8-K | $76.84 $76.27 | ▼ −0.74% | ▼ −3.88% | $85.08 (+10.72%) |
Apr 13, 2026 28w ago | DEFA14A | $75.44 $77.15 | ▲ +2.27% | ▼ −5.46% | $85.08 (+12.78%) |
Apr 3, 2026 29w ago | DEFA14A | $76.79 $76.07 | ▼ −0.94% | ▼ −9.92% | $85.08 (+10.80%) |
US Market Status
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