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COF · CEO & director sell shares

CAPITAL ONE FINANCIAL CORP · CLUSTER filed Nov 9, 2026 at 16:11 ET

At the news

NEUTRALIMPACT 2/10

CLUSTER filed Nov 9, 2026 at 16:11 ET

CEO Richard Fairbank and a director sold shares in open-market transactions totaling approximately $485K in the latest reported trades. Fairbank's sale was part of a larger multi-day exercise-and-sell pattern involving 40,743 derivative exercises and over 80,000 shares sold, while the director's sale was under a 10b5-1 plan. The total dollar value is trivial relative to COF's $123B market cap (under 0.001%), making this cluster routine and not indicative of a material directional signal.

  • CEO Richard Fairbank sold 700 shares at $207.99 on Nov 4, 2026 (latest trade), part of a larger exercise-and-sell pattern
  • Director Peter Raskind sold 1,681 shares at $201.79 on Nov 6, 2026 under a 10b5-1 plan
  • Total value of the latest reported trades: ~$485K
  • Fairbank also exercised 40,743 derivative shares at $86.34 and $0 on Nov 4, with corresponding open-market sales of over 80,000 shares totaling ~$18.6M

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