Inst. Holders
46 funds
US
USMC
PRINCIPAL EXCHANGE TRADED FD
$77.62 ▲ +1.26%
Prev close $76.656 New Institutional Positions7 Institutional Exits
Snapshot
The big-picture read on USMC right now — valuation, ownership and activity at a glance.
Inst. Value
$3.1B
Inst. Activity
6 buys / 7 sells
Price chart 30d +1.5%
Daily candles (open–high–low–close) with volume. Green = up day, red = down day.
No data for this timeframe.
Vol
Recent activity
The latest filings, insider trades, analyst actions, press and options flow — newest first.
Sep 8, 2026 ftd
FTD: USMC — 11,040 shares ($0.8M) failed to deliver
Settlement: 20260908, Price: $76.75, FTD Value: $847,320, PRINCIPAL ETF U S MEGA-CAP
Jun 30, 2026 Inst.
Integrated Wealth Concepts LLC — ADD
472,316 shares ($35.0M)
Jun 30, 2026 Inst.
OSAIC HOLDINGS, INC. — ADD
210,429 shares ($15.6M)
Upcoming & catalyst events
Scheduled dates plus disclosed catalysts — earnings, dividends, enforcement, FDA and clinical-trial events. Colored dot = impact.
Sep 8, 2026
ftd
FTD: USMC — 11,040 shares ($0.8M) failed to deliver
Settlement: 20260908, Price: $76.75, FTD Value: $847,320, PRINCIPAL ETF U S MEGA-CAP
Aug 17, 2026
dark_pool
Dark Pool: USMC — 0.1M shares, 499 trades
Week starting 2026-08-17. Total ATS volume: 59,866 shares across 499 trades.
Aug 5, 2026
ftd
FTD: USMC — 20,752 shares ($1.6M) failed to deliver
Settlement: 20260805, Price: $76.21, FTD Value: $1,581,509.92, PRINCIPAL ETF U S MEGA-CAP
Jul 24, 2026
ftd
FTD: USMC — 7,172 shares ($0.5M) failed to deliver
Settlement: 20260724, Price: $73.61, FTD Value: $527,930.92, PRINCIPAL ETF U S MEGA-CAP
Jul 20, 2026
dark_pool
Dark Pool: USMC — 0.1M shares, 447 trades
Week starting 2026-07-20. Total ATS volume: 51,281 shares across 447 trades.
Institutional ownership
Which big funds own USMC (from quarterly 13F filings) and who is adding or trimming.
46 institutional holders with $3.1B total value (41,983,929 shares) as of 2026-Q2. Top holders: PRINCIPAL, ENVESTNET, LPL. Net selling activity: 7 institutions trimmed/exited vs 6 added.
Top holders — 2026-Q2
| Fund | Shares | Value | % Tracked | Last move |
|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | 32,298,980 | $2.4B | 76.9% | — |
| ENVESTNET ASSET MANAGEMENT INC | 4,575,742 | $339.2M | 10.9% | — |
| LPL Financial LLC | 1,069,720 | $79.3M | 2.5% | ADD +58.7% |
| WELLS FARGO & COMPANY/MN | 1,028,455 | $76.2M | 2.5% | ADD +54.1% |
| MORGAN STANLEY | 691,776 | $51.3M | 1.6% | — |
| RAYMOND JAMES FINANCIAL INC | 635,412 | $47.1M | 1.5% | — |
| Integrated Wealth Concepts LLC | 252,839 | $18.7M | 0.6% | ADD +82.8% |
| OSAIC HOLDINGS, INC. | 210,429 | $15.6M | 0.5% | ADD +75.1% |
| NewEdge Advisors, LLC | 199,956 | $14.8M | 0.5% | TRIM -33.5% |
| MERCER GLOBAL ADVISORS INC /ADV | 185,788 | $13.8M | 0.4% | NEAR_EXIT -78.5% |
Recent position changes
| Fund | Action | Prev | Current | Change | Value |
|---|---|---|---|---|---|
| Integrated Wealth Concepts LLC | ADD | 258,390 | 472,316 | +82.8% | $35.0M |
| OSAIC HOLDINGS, INC. | ADD | 120,191 | 210,429 | +75.1% | $15.6M |
| NewEdge Advisors, LLC | TRIM | 300,827 | 199,956 | -33.5% | $14.8M |
| ROYAL BANK OF CANADA | TRIM | 117,374 | 75,946 | -35.3% | $5.6M |
| COMMONWEALTH EQUITY SERVICES, LLC | TRIM | 124,879 | 56,399 | -54.8% | $4.2M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | ADD | 17,050 | 28,128 | +65.0% | $2.1M |
| BANK OF AMERICA CORP /DE/ | ADD | 12,245 | 23,121 | +88.8% | $1.7M |
| Private Advisor Group, LLC | DOUBLED | 4,955 | 21,234 | +328.5% | $1.6M |
| Orion Porfolio Solutions, LLC | NEAR_EXIT | 43,272 | 6,681 | -84.6% | $495.3K |
| MARSHALL WACE, LLP | TRIM | 5,905 | 2,741 | -53.6% | $203.2K |
Short interest & halts
FINRA semi-monthly short positions, Reg SHO threshold status, and recent trading halts for USMC.
Shares short
41,541
Settlement Sep 15, 2026
Change vs prior
+103.5%
Semi-monthly cycle
Days to cover
1.0
At avg daily volume