Inst. Holders
50 funds
SH
SHLD
GLOBAL X FDS DEFENSE TECH ETF
$60.18 ▲ +0.07%
Prev close $60.1442 New Institutional Positions8 Institutional ExitsCongressional Activity (1)
Snapshot
The big-picture read on SHLD right now — valuation, ownership and activity at a glance.
Inst. Value
$3.1B
Inst. Activity
42 buys / 8 sells
SEC Reports
2
Congressional
1 trades
Price chart 30d -4.6%
Daily candles (open–high–low–close) with volume. Green = up day, red = down day.
No data for this timeframe.
Vol
Recent activity
The latest filings, insider trades, analyst actions, press and options flow — newest first.
Sep 16, 2026 short_volume
Aug 26, 2026 SEC Short Volume: SHLD — 94.2% short (3.6M / 3.8M)
Short: 3,552,783 | Exempt: 147 | TRF Vol: 3,772,930 | Short Ratio: 94.2% | Off-exchange volume (dark
No summary provided
INST-CLUSTER — Impact 5/10
Jul 28, 2026 Congress
Chuck Fleischmann sell
$1,001 - $15,000 — House
Jun 30, 2026 Inst.
PeakShares LLC — DOUBLED
3,973 shares ($237.2M)
Jun 30, 2026 Inst.
Jun 11, 2026 SEC ENVESTNET ASSET MANAGEMENT INC — ADD
1,362,699 shares ($81.4M)
An institutional cluster for Global X FDS (SHLD) shows net buying of ~$301M, driven by four mega-passive funds (BofA, Mo
INST-CLUSTER — Impact 3/10
Reports & filings
AI-scored summaries of recent SEC filings and press releases, with sentiment and impact.
2 SEC filing reports analyzed · 0 bullish, 0 bearish, 0 mixed, 2 neutral · avg impact 4.0/10.
Upcoming & catalyst events
Scheduled dates plus disclosed catalysts — earnings, dividends, enforcement, FDA and clinical-trial events. Colored dot = impact.
Sep 16, 2026
short_volume
Short Volume: SHLD — 94.2% short (3.6M / 3.8M)
Short: 3,552,783 | Exempt: 147 | TRF Vol: 3,772,930 | Short Ratio: 94.2% | Off-exchange volume (dark pool + OTC)
Sep 7, 2026
dark_pool
Dark Pool: SHLD — 0.4M shares, 4,985 trades
Week starting 2026-09-07. Total ATS volume: 353,924 shares across 4,985 trades.
Sep 3, 2026
ftd
FTD: SHLD — 10,773 shares ($0.7M) failed to deliver
Settlement: 20260903, Price: $63.11, FTD Value: $679,884.03, GLOBAL X FDS GLOBAL X DEFENSE
Sep 2, 2026
ftd
FTD: SHLD — 10,358 shares ($0.7M) failed to deliver
Settlement: 20260902, Price: $64.11, FTD Value: $664,051.38, GLOBAL X FDS GLOBAL X DEFENSE
Aug 31, 2026
dark_pool
Dark Pool: SHLD — 0.5M shares, 5,928 trades
Week starting 2026-08-31. Total ATS volume: 502,930 shares across 5,928 trades.
Institutional ownership
Which big funds own SHLD (from quarterly 13F filings) and who is adding or trimming.
50 institutional holders with $3.1B total value (48,795,671 shares) as of 2026-Q2. Top holders: Russell, BANK, LPL. Net buying activity: 42 institutions added/increased vs 8 reduced.
Top holders — 2026-Q2
| Fund | Shares | Value | % Tracked | Last move |
|---|---|---|---|---|
| Russell Investments Group, Ltd. | 0 | $0.00 | 0.0% | — |
| BANK OF AMERICA CORP /DE/ | 10,128,782 | $604.8M | 19.2% | — |
| LPL Financial LLC | 5,291,103 | $315.9M | 10.0% | — |
| JPMORGAN CHASE & CO | 4,389,422 | $257.7M | 8.2% | — |
| PeakShares LLC | 3,973 | $237.2M | 7.5% | DOUBLED +101.4% |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 3,897,587 | $231.4M | 7.4% | — |
| MORGAN STANLEY | 3,635,394 | $217.1M | 6.9% | — |
| BANK OF MONTREAL /CAN/ | 3,140,770 | $187.5M | 6.0% | — |
| ENVESTNET ASSET MANAGEMENT INC | 1,362,699 | $81.4M | 2.6% | ADD +30.5% |
| RAYMOND JAMES FINANCIAL INC | 1,244,427 | $74.3M | 2.4% | — |
Recent position changes
| Fund | Action | Prev | Current | Change | Value |
|---|---|---|---|---|---|
| PeakShares LLC | DOUBLED | 1,973 | 3,973 | +101.4% | $237.2M |
| ENVESTNET ASSET MANAGEMENT INC | ADD | 1,043,894 | 1,362,699 | +30.5% | $81.4M |
| OneDigital Investment Advisors LLC | ADD | 982,367 | 1,230,452 | +25.3% | $73.5M |
| Merit Financial Group, LLC | ADD | 839,041 | 1,172,606 | +39.8% | $70.0M |
| STIFEL FINANCIAL CORP | ADD | 578,738 | 973,435 | +68.2% | $58.1M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | ADD | 639,965 | 948,362 | +48.2% | $56.6M |
| NewEdge Advisors, LLC | ADD | 482,011 | 675,460 | +40.1% | $40.3M |
| Arax Advisory Partners | DOUBLED | 214,582 | 622,078 | +189.9% | $37.1M |
| BENJAMIN EDWARDS INC | ADD | 298,894 | 553,219 | +85.1% | $33.0M |
| Cerity Partners LLC | ADD | 301,998 | 389,073 | +28.8% | $23.2M |
Congressional trades
SHLD trades disclosed by members of Congress, with disclosure delay.
1 members · 0 buys / 1 sells
| Date | Member | Party | Chamber | Type | Amount | Asset | Disclosed |
|---|---|---|---|---|---|---|---|
| Jul 28, 2026 | Chuck Fleischmann | R | HOUSE | SELL | $1,001 - $15,000 | GLOBAL X DEFENSE TECH ETF | Aug 14, 2026(18d) |
Short interest & halts
FINRA semi-monthly short positions, Reg SHO threshold status, and recent trading halts for SHLD.
Shares short
2,382,571
Settlement Sep 15, 2026
Change vs prior
+9.2%
Semi-monthly cycle
Days to cover
3.3
At avg daily volume
All SHLD filing & press-release reports (2)
- INST-CLUSTER reportAug 26, 2026
- INST-CLUSTER reportJun 11, 2026