XOMA has effectively gone dark with only one holder of record, likely following a going-private transaction. Traders should expect the stock to be delisted from Nasdaq and move to OTC or cease trading entirely. Any remaining public float will face severe liquidity constraints. Monitor for a subsequent merger or buyout completion filing to confirm the transaction details.
Price Chart
Executive Summary
XOMA Royalty Corp filed a Form 15-12G to terminate its SEC registration under Section 12(g), effective July 27, 2026. The filing states there is only one holder of record, indicating the company has gone private or been acquired, eliminating public reporting obligations. This is a significant event that removes transparency and liquidity for any remaining public shareholders, though the single holder of record suggests a completed going-private transaction.
Key Facts
- XOMA Royalty Corp filed Form 15-12G to terminate registration under Section 12(g) of the Securities Exchange Act of 1934.
- The filing covers Common Stock, 8.625% Series A Cumulative Perpetual Preferred Stock, and Depositary Shares for Series B Preferred Stock.
- Approximate number of holders of record as of the certification date: One (1).
- The filing was signed by Owen Hughes as Authorized Representative on July 27, 2026.
- The company is now XOMA Royalty LLC (not Corp), indicating a structural change.
- Cross-filing actuarial verdicts show multiple AMPLIFIER signals for deregistration combined with going-private, bankruptcy, delisting, late-filing, and restatement contexts, supporting a high-impact score.
Financial Impact
Termination of SEC registration — no financial figures provided in filing. The single holder of record implies a completed going-private transaction or acquisition, but no deal value is disclosed.
Risk Factors
- Complete loss of SEC reporting and transparency for any remaining public shareholders.
- Potential delisting from Nasdaq and migration to OTC markets with minimal liquidity.
- No financial disclosures or guidance will be provided going forward.
- The single holder of record suggests the company is now privately held, making public trading effectively moot.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 8 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 15-12G Filing (XOMA) — Batch item 1 | 0001193125-26-318235 |
| Document: 0001193125-26-318235-index-headers.html | 0001193125-26-318235 |
| Document: 0001193125-26-318235-index.html | 0001193125-26-318235 |
| Document: 0001193125-26-318235.txt | 0001193125-26-318235 |
| 15-12G Filing (XOMA) — Batch item 5 | 0001193125-26-318235 |
| Document: 0001193125-26-318235-index-headers.html | 0001193125-26-318235 |
| Document: 0001193125-26-318235-index.html | 0001193125-26-318235 |
| Document: 0001193125-26-318235.txt | 0001193125-26-318235 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Jul 27, 2026 9w ago | 15-12G | — | awaiting T+5 | — | — |
Jul 14, 2026 11w ago | 8-K | $40.17 $40.17 | · 0.00% | ▲ +0.47% | $163.54 (+307.12%) |
Jun 12, 2026 15w ago | DEFA14A | $41.95 $42.00 | ▲ +0.12% | ▲ +1.50% | $163.54 (+289.85%) |
Jun 12, 2026 15w ago | 8-K | $41.95 $42.00 | ▲ +0.12% | ▲ +1.50% | $163.54 (+289.85%) |
Mar 18, 2026 28w ago | Press Release | $28.76 $30.53 | ▲ +6.15% | ▲ +8.37% | $163.54 (+468.64%) |
Mar 18, 2026 28w ago | 8-K | $27.35 $30.20 | ▲ +10.42% | ▲ +11.14% | $163.54 (+497.95%) |
Mar 18, 2026 28w ago | Press Release | $27.35 $30.20 | ▲ +10.42% | ▲ +11.14% | $163.54 (+497.95%) |
Mar 12, 2026 29w ago | Press Release | $26.86 $28.76 | ▲ +7.07% | ▲ +8.05% | $163.54 (+508.86%) |
US Market Status
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