This is a routine administrative filing with no new financial data. Traders should focus on the Refresco acquisition timeline—any regulatory or shareholder vote delays could affect the stock's convergence to the $6.50 offer price.
Price Chart
Executive Summary
SunOpta filed Amendment No. 1 to its 10-K to add Part III disclosures (director/executive compensation, security ownership, etc.) that were omitted from the original filing. No financial statements were amended or restated. The amendment also notes the pending acquisition by Refresco at $6.50 per share, expected to close in Q2 2026.
Key Facts
- Amendment adds Part III information (Items 10-14) to the 10-K for FY ended January 3, 2026.
- No changes to financial statements or restatements; no error corrections.
- Company entered into an Arrangement Agreement with Refresco on February 6, 2026, for $6.50 per share cash consideration.
- Acquisition expected to close in Q2 2026, subject to conditions; shares to be delisted from Nasdaq and TSX.
- Auditor remains Ernst & Young LLP; no change in auditor opinion.
- Executive compensation clawback disclosed: $88,797 (2022 STIP) and $95,977 (2023 STIP) recovered due to immaterial duty underpayment errors.
Financial Impact
No material financial impact from this amendment; acquisition at $6.50 per share implies ~$769M equity value at 118.4M shares outstanding.
Risk Factors
- Acquisition may not close on time or at all due to regulatory or shareholder hurdles.
- Post-amendment, no change to fundamentals; stock price likely to trade near deal price until closing.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 6 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 10-K/A Filing (Primary) | 0001062993-26-002169 |
| Exhibit: exhibit31-3.htm | 0001062993-26-002169 |
| Exhibit: exhibit31-4.htm | 0001062993-26-002169 |
| Document: 0001062993-26-002169-index-headers.html | 0001062993-26-002169 |
| Document: 0001062993-26-002169-index.html | 0001062993-26-002169 |
| Document: 0001062993-26-002169.txt | 0001062993-26-002169 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
May 11, 2026 24w ago | 15-12G | $6.50 $6.50 | · 0.00% | ▼ −0.14% | — |
May 5, 2026 24w ago | EFFECT | $6.50 $6.50 | · 0.00% | ▼ −1.38% | — |
May 4, 2026 25w ago | 8-K | $6.50 $6.50 | · 0.00% | ▼ −0.80% | — |
Apr 27, 2026 26w ago | 10-K/A | $6.49 $6.49 | ▼ −0.08% | ▼ −0.07% | — |
Apr 17, 2026 27w ago | 8-K | $6.47 $6.49 | ▲ +0.31% | ▲ +0.50% | — |
Apr 10, 2026 28w ago | DEFA14A | $6.48 $6.49 | ▲ +0.15% | ▼ −0.82% | — |
Apr 1, 2026 29w ago | DEFA14A | $6.49 $6.49 | · 0.00% | ▼ −0.08% | — |
Mar 18, 2026 31w ago | DEFA14A | $6.48 $6.45 | ▼ −0.46% | ▼ −0.20% | — |
Mar 6, 2026 33w ago | DEFA14A | $6.46 $6.46 | · 0.00% | ▼ −0.85% | — |
Feb 27, 2026 34w ago | PREM14A | $6.49 $6.46 | ▼ −0.46% | ▲ +0.45% | — |
US Market Status
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