The effectiveness is a routine administrative step. Monitor for any subsequent resale filings by raicoon GmbH, but the share count is small relative to market cap, so selling pressure should be minimal.
Price Chart
Executive Summary
Stem's EFFECT filing confirms the SEC effectiveness of its previously filed S-3 registration statement, which registers 289,045 shares of common stock for resale by raicoon GmbH, the former owner of acquired assets. Stem will not receive any proceeds from this resale.
Key Facts
- Effectiveness date: June 10, 2026
- Registration covers 289,045 shares of common stock for resale by raicoon GmbH
- Stem will not receive any proceeds from the resale
- The S-3 was filed on June 2, 2026 and is now effective
Financial Impact
No direct financial impact; potential minimal dilution from resale of 289,045 shares relative to market cap of $66M
Risk Factors
- Potential modest downward pressure if raicoon sells shares quickly
- No new capital raised, so no improvement to liquidity
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| EFFECT Filing (Primary) | 9999999995-26-001952 |
| Document: 9999999995-26-001952-index.html | 9999999995-26-001952 |
| Document: 9999999995-26-001952.txt | 9999999995-26-001952 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 23, 2026 3d ago | 8-K | $3.03 | awaiting T+60 | — | $3.01 (+0.79%) |
Aug 10, 2026 11w ago | 144 | $5.68 | awaiting T+60 | — | $3.01 (−47.01%) |
Jul 29, 2026 12w ago | 144 | $4.95 $3.02 | ▼ −38.99% | ▼ −43.72% | $3.01 (−39.19%) |
Jun 22, 2026 18w ago | 424B5 | $7.63 $4.47 | ▼ −41.42% | ▼ −44.66% | $3.01 (−60.55%) |
Jun 11, 2026 19w ago | EFFECT | $7.57 $5.57 | ▼ −26.42% | ▼ −30.82% | $3.01 (−60.24%) |
Jun 3, 2026 20w ago | 8-K | $9.17 $5.44 | ▼ −40.68% | ▼ −42.56% | $3.01 (−67.18%) |
Jun 2, 2026 20w ago | S-3 | $9.04 $5.70 | ▼ −36.95% | ▼ −39.45% | $3.01 (−66.70%) |
May 6, 2026 24w ago | 8-K | $8.73 $5.62 | ▼ −35.62% | ▼ −39.46% | $3.01 (−65.52%) |
Apr 27, 2026 26w ago | DEFA14A | $11.29 $6.01 | ▼ −46.77% | ▼ −51.54% | $3.01 (−73.34%) |
Mar 4, 2026 33w ago | 8-K | $12.18 $10.15 | ▼ −16.67% | ▼ −27.97% | $3.01 (−75.29%) |
US Market Status
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