Watch for the business plan submission within 45 days and any capital raise or reverse split announcement. If the plan is rejected or milestones missed, delisting could occur, severely reducing liquidity and institutional ownership.
Price Chart
Executive Summary
Stem, Inc. disclosed non-compliance with NYSE Section 802.01B, which requires average market capitalization and stockholders' equity each to be at least $50 million. The company has 45 days to submit a business plan to regain compliance within 18 months, but with a $32M market cap and a history of negative stock drift, delisting risk is elevated.
Key Facts
- On October 19, 2026, Stem notified the NYSE it is not in compliance with Section 802.01B (average market cap and stockholders' equity each < $50M over 30 consecutive trading days).
- NYSE confirmed non-compliance via letter on October 20, 2026.
- Stem must submit a business plan within 45 days demonstrating how it will regain compliance within 18 months.
- Stock will continue trading during the cure period, subject to NYSE acceptance of the plan and quarterly monitoring.
- Market cap is approximately $32M, well below the $50M threshold.
Financial Impact
Non-compliance with NYSE listing standard requiring $50M minimum market cap and stockholders' equity; current market cap is ~$32M.
Risk Factors
- NYSE may reject the business plan, leading to suspension and delisting proceedings.
- Failure to meet quarterly milestones could accelerate delisting before the 18-month cure period ends.
- Delisting would likely trigger further selling pressure from institutional holders and reduce trading liquidity.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 5 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001758766-26-000088 |
| Document: final-pressreleasex8k.htm | 0001758766-26-000088 |
| Document: 0001758766-26-000088-index-headers.html | 0001758766-26-000088 |
| Document: 0001758766-26-000088-index.html | 0001758766-26-000088 |
| Document: 0001758766-26-000088.txt | 0001758766-26-000088 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 23, 2026 3d ago | 8-K | $3.03 | awaiting T+60 | — | $3.01 (+0.79%) |
Aug 10, 2026 11w ago | 144 | $5.68 | awaiting T+60 | — | $3.01 (−47.01%) |
Jul 29, 2026 12w ago | 144 | $4.95 $3.02 | ▼ −38.99% | ▼ −43.72% | $3.01 (−39.19%) |
Jun 22, 2026 18w ago | 424B5 | $7.63 $4.47 | ▼ −41.42% | ▼ −44.66% | $3.01 (−60.55%) |
Jun 11, 2026 19w ago | EFFECT | $7.57 $5.57 | ▼ −26.42% | ▼ −30.82% | $3.01 (−60.24%) |
Jun 3, 2026 20w ago | 8-K | $9.17 $5.44 | ▼ −40.68% | ▼ −42.56% | $3.01 (−67.18%) |
Jun 2, 2026 20w ago | S-3 | $9.04 $5.70 | ▼ −36.95% | ▼ −39.45% | $3.01 (−66.70%) |
May 6, 2026 24w ago | 8-K | $8.73 $5.62 | ▼ −35.62% | ▼ −39.46% | $3.01 (−65.52%) |
Apr 27, 2026 26w ago | DEFA14A | $11.29 $6.01 | ▼ −46.77% | ▼ −51.54% | $3.01 (−73.34%) |
Mar 4, 2026 33w ago | 8-K | $12.18 $10.15 | ▼ −16.67% | ▼ −27.97% | $3.01 (−75.29%) |
US Market Status
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