Monitor for any future financial restatements or auditor findings, as the new clawback policy could trigger executive compensation recoveries. Otherwise, this is a routine compliance update with no material impact on operations or financials.
Price Chart
Executive Summary
SOLESENCE, INC. filed an amended 10-K to add Exhibit 97.1, its new Clawback Policy, which was inadvertently omitted from the original filing. The amendment does not modify any financial statements, disclosures, or other content from the original 10-K. The clawback policy enables recovery of executive incentive compensation in the event of an accounting restatement due to material noncompliance with financial reporting requirements.
Key Facts
- The amendment adds Exhibit 97.1, the company's Clawback Policy, to the original 10-K.
- No financial statements or other disclosures were revised or corrected.
- The Clawback Policy allows recoupment of incentive compensation from executives if an accounting restatement occurs due to material noncompliance with financial reporting rules.
- The policy applies to incentive compensation tied to financial reporting measures such as revenue, net income, EBITDA, and stock price.
- Recovery can include reimbursement of cash, cancellation of equity awards, or offset against future compensation.
Financial Impact
No immediate financial impact. The policy establishes a framework for potential future recoupment of executive compensation in the event of a restatement.
Risk Factors
- If a future restatement occurs, the company may be required to recover significant incentive compensation from executives.
- Perception of governance risk if the clawback policy is ever activated.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 8 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 10-K/A Filing (Primary) | 0001999371-26-008861 |
| Exhibit: ex97-1.htm | 0001999371-26-008861 |
| Exhibit: ex31-2.htm | 0001999371-26-008861 |
| Exhibit: ex31-1.htm | 0001999371-26-008861 |
| Exhibit: ex32.htm | 0001999371-26-008861 |
| Document: 0001999371-26-008861-index-headers.html | 0001999371-26-008861 |
| Document: 0001999371-26-008861-index.html | 0001999371-26-008861 |
| Document: 0001999371-26-008861.txt | 0001999371-26-008861 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 5, 2026 21d ago | 8-K | $0.8000 | awaiting T+20 | — | $0.8000 (+0.00%) |
Aug 21, 2026 9w ago | 8-K | $0.9500 $0.8141 | ▲ +14.31% | ▲ +13.78% | $0.8000 (+15.79%) |
Aug 20, 2026 9w ago | 8-K | $0.9907 $0.8036 | ▲ +18.89% | ▲ +18.89% | $0.8000 (+19.25%) |
Aug 19, 2026 9w ago | Press Release | $0.9907 $0.8036 | ▲ +18.89% | ▲ +18.89% | $0.8000 (+19.25%) |
Aug 10, 2026 11w ago | Press Release | $1.02 | awaiting T+20 | — | $0.8000 (−21.57%) |
Jul 28, 2026 12w ago | Press Release | $0.9300 $0.9499 | ▲ +2.14% | ▼ −2.88% | $0.8000 (−13.98%) |
Jul 10, 2026 15w ago | 8-K | $0.6790 $1.04 | ▲ +52.43% | ▲ +49.25% | $0.8000 (+17.82%) |
May 12, 2026 23w ago | 8-K | $1.24 $1.12 | ▲ +9.68% | ▲ +7.95% | $0.8000 (+35.48%) |
May 12, 2026 23w ago | Press Release | $1.24 $1.12 | ▲ +9.68% | ▲ +7.95% | $0.8000 (+35.48%) |
Apr 28, 2026 25w ago | Press Release | $1.30 $1.32 | ▲ +1.54% | ▼ −4.51% | $0.8000 (−38.46%) |
US Market Status
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