Insider Cluster (4 insiders) ·Filed Aug 6, 2026

SEIC

SEI INVESTMENTS CO
NEUTRAL
Impact 3/10
Horizondays Processed1mo ago
Insider cluster: 4 insiders, $7.8M total
Actionable Insight • Neutral

A cluster of four SEIC insiders, including the CEO (via reporting obligations) and an Executive VP, sold a combined ~$7.78M in open-market shares over a one-week window. The total value represents ~0.06% of market cap — trivial in proportion — and the sales are consistent with planned diversification and option exercise/settlement patterns. No insider purchased shares in the open market, confirming a uniform selling posture, but the low dollar magnitude relative to a $12.6B market cap means the signal is weak and likely liquidity-driven.

DirectionNeutral
Confidencemedium
Horizondays
Latest settled — T+20d
SEIC ▲ +6.48% at T+20d
NEUTRAL call ✓ call won +6.48% · α vs SPY +5.88% · entry $104.68 → $111.46
Next anchor: T+60d in 27d
Latest observation: T+37 -8.79% FF3 residual α
Entry anchored
Aug 5, 04:44 PM ET
via 1-min bar
T+1d
-0.36%
call -0.36% · α -0.97%
$104.30
settled 8w ago
T+5d
+1.63%
call +1.63% · α +0.42%
$106.39
settled 7w ago
T+20d
+6.48%
call +6.48% · α +5.88%
$111.46
settled 4w ago
T+60d
—
call — · α —
—
in 27d

Price Chart

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Executive Summary

A cluster of four SEIC insiders, including the CEO (via reporting obligations) and an Executive VP, sold a combined ~$7.78M in open-market shares over a one-week window. The total value represents ~0.06% of market cap — trivial in proportion — and the sales are consistent with planned diversification and option exercise/settlement patterns. No insider purchased shares in the open market, confirming a uniform selling posture, but the low dollar magnitude relative to a $12.6B market cap means the signal is weak and likely liquidity-driven.

Key Financial Metrics

Direction
selling
Total Value
$7.8M
Insiders
4

Key Facts

  • Four insiders sold shares: CEO-type McCabe, EVP Peterson, two Directors (McCarthy, Guarino)
  • Total open-market sale value: ~$7.78M, representing ~0.06% of SEIC's $12.6B market cap
  • Multiple transactions involved concurrent option exercises at $49.63 and $71.12 strike prices, with same-day sales at ~$102-105 — classic cashless exercise pattern
  • Zero open-market insider purchases during the window; no insider bought shares
  • McCabe's sales on Aug 4-5 were directly paired with exercise of 35,000 in-the-money options for net cash proceeds after covering taxes

Financial Impact

Total insider selling of ~$7.78M, or ~0.06% of market cap. No material financial impact to the company itself.

insider ownershipdilution (from option exercises)

Risk Factors

  • Sustained insider selling by multiple C-suite and board members in future quarters could signal deteriorating confidence
  • No insider buys to offset the selling — if selling continues at higher volumes, bears may interpret it as informed

Market Snapshot

Exchange
Nasdaq
Sector
Security Brokers, Dealers & Flotation Companies
Analyst Consensus
83% bullish (12 analysts)

Investment Themes

Traditional Finance

Documents Analyzed

This report is based on 1 SEC document filed with EDGAR.

DocumentAccession Number
CLUSTER Data (Synthetic)cluster-SEIC-1786083710646
13 reports for SEIC
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for SEIC — sortable, filterable
TypeNow
Oct 1, 2026
1d ago
Insider Cluster
NEUTRAL ★ 2/10
$102.66 awaiting T+5awaiting T+5—$103.87 (+1.18%)
Sep 3, 2026
29d ago
Insider Cluster
NEUTRAL ★ 2/10
$111.46 $106.93▼ −4.06%▼ −2.92%$103.87 (−6.81%)
Aug 14, 2026
6w ago
13F-HR
NEUTRAL ★ 2/10
$106.38 $109.22▲ +2.67%▲ +4.03%$103.87 (−2.36%)
Aug 6, 2026
8w ago
Insider Cluster
NEUTRAL ★ 3/10
$104.68 $106.39▲ +1.63%▲ +0.42%$103.87 (−0.77%)
Aug 4, 2026
8w ago
Insider Cluster
NEUTRAL ★ 2/10
$104.72 $104.63▼ −0.09%▲ +0.01%$103.87 (−0.81%)
Jul 30, 2026
9w ago
Insider Cluster
NEUTRAL ★ 3/10
$103.04 $104.69▲ +1.60%▼ −2.02%$103.87 (+0.81%)
Jul 8, 2026
12w ago
Press Release
NEUTRAL ★ 2/10
$94.51 $94.89▲ +0.40%▼ −0.46%$103.87 (+9.90%)
Jun 11, 2026
16w ago
Institutional Cluster
MIXED ★ 4/10
$89.40 $89.44▲ +0.04%▼ −0.63%$103.87 (+16.19%)
May 28, 2026
18w ago
8-K
NEUTRAL ★ 2/10
$88.57 $88.57· 0.00%▼ −0.32%$103.87 (+17.28%)
Apr 28, 2026
22w ago
Insider Cluster
NEUTRAL ★ 2/10
$91.24 $90.45▼ −0.87%▼ −2.56%$103.87 (+13.85%)
Showing 10 of 13

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Report published Aug 7, 2026