The cluster shows unanimous institutional buying by active managers, but the 45-day reporting lag means positions may have changed. Monitor upcoming 13F filings and insider trading patterns for confirmation or reversal of this signal.
Executive Summary
Three institutional asset managers (Sumitomo Mitsui Trust, Daiwa Securities, Truist Financial) added $51.5M in net new Roivant Sciences positions during Q3 2026, with no institutional sellers. The cluster is entirely active managers, but the 13F data is 45+ days stale and insider activity is divergent (no open-market buying), weakening the signal.
Key Financial Metrics
Institutional Positions
Net institutional flow: $51.5M
▲ Buyers (3)
| Institution | Action | Change | Position Value | Value Δ |
|---|---|---|---|---|
| Sumitomo Mitsui Trust Group | NEW | +0% | $35.6M | $35.6M |
| Daiwa Securities Group | ADD | +33% | $56.7M | $15.5M |
| Truist Financial | ADD | +39.1% | $1.3M | $388.0K |
Key Facts
- 3 institutional buyers, 0 sellers in Q3 2026
- Net aggregate buying of $51.5M (current holdings $93.6M)
- Sumitomo Mitsui Trust initiated a new $35.6M position
- Daiwa Securities added $15.5M (33% increase)
- Truist Financial added $388K (39% increase)
- No institutional sellers reported
- 13F data is from quarter-end (Q3 2026), reported with 45-day lag
- Insider activity divergent: 0 open-market insider buyers in the period
Financial Impact
Three institutions accumulated $51.5M in net new positions, with total current holdings of $93.6M. No institutional selling was reported.
Risk Factors
- 13F data is stale (quarter-end positions reported with 45-day lag); current holdings may differ materially
- No insider buying corroborates the institutional signal (confluence score 9/100, divergent)
- The cluster is small (3 funds) and net buying is modest relative to $26.8B market cap
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 1 institutional 13F filing from SEC EDGAR.
| Document | Accession Number |
|---|---|
| INST-CLUSTER Data (Synthetic) | inst-cluster-ROIV-2026-Q3 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 30, 2026 2d ago | Institutional Cluster | $36.85 | awaiting T+20 | awaiting T+20 | No price |
Oct 28, 2026 4d ago | 144 | $37.52 | awaiting T+20 | awaiting T+20 | No price |
Oct 27, 2026 5d ago | SC 13G/A | $37.11 | awaiting T+20 | awaiting T+20 | No price |
Oct 21, 2026 11d ago | 8-K | $36.80 | awaiting T+20 | awaiting T+20 | No price |
Oct 5, 2026 27d ago | Insider Cluster | $35.53 | awaiting T+20 | awaiting T+20 | No price |
Sep 17, 2026 6w ago | Insider Cluster | $39.77 $33.53 | ▼ −15.69% | ▼ −15.89% | No price |
Sep 17, 2026 6w ago | Insider Cluster | $39.77 $33.53 | ▼ −15.69% | ▼ −15.89% | No price |
Sep 17, 2026 6w ago | Insider Cluster | $39.77 $33.53 | ▼ −15.69% | ▼ −15.89% | No price |
Sep 1, 2026 8w ago | Insider Cluster | $34.18 $36.57 | ▲ +6.99% | ▲ +7.32% | No price |
Aug 27, 2026 9w ago | Press Release | $37.58 $36.13 | ▼ −3.86% | ▼ −3.35% | No price |
US Market Status
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