This is a routine administrative filing with no impact on the common stock or actively traded preferred series. Monitor for any future deregistration of the common stock or other listed securities, which would be a material event.
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Executive Summary
Prospect Capital Corporation filed a Form 15 to terminate the registration of four series of preferred stock (Series AA1, MM1, AA2, MM2) under Section 12(g) of the Exchange Act. The filing states that each of these four series has zero (0) holders of record as of the certification date, making the deregistration a routine administrative step to eliminate reporting obligations for securities with no remaining public holders. This does not affect the company's common stock or other listed preferred series, which remain registered and reporting.
Key Facts
- Prospect Capital filed Form 15 to deregister four series of preferred stock: 5.50% Series AA1, 5.50% Series MM1, 6.50% Series AA2, and 6.50% Series MM2.
- Each of the four deregistered series has zero (0) holders of record as of the July 16, 2026 certification date.
- The filing does not deregister the company's common stock or any of its other listed preferred series or notes.
- The filing was signed by Chief Operating Officer M. Grier Eliasek and became effective on July 16, 2026.
Financial Impact
No material financial impact — deregistration covers only four preferred series with zero holders of record.
Risk Factors
- No material risks identified from this filing.
Market Snapshot
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 15-12G Filing (Primary) | 0001287032-26-000233 |
| Document: 0001287032-26-000233-index-headers.html | 0001287032-26-000233 |
| Document: 0001287032-26-000233-index.html | 0001287032-26-000233 |
| Document: 0001287032-26-000233.txt | 0001287032-26-000233 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Jul 16, 2026 11w ago | 15-12G | $2.25 $2.30 | ▲ +2.22% | ▼ −2.22% | $2.05 (−8.89%) |
Jun 9, 2026 16w ago | DEFA14A | $2.24 $2.21 | ▼ −1.34% | ▼ −4.96% | $2.05 (−8.48%) |
May 7, 2026 21w ago | 8-K | $18.17 $16.74 | ▲ +7.87% | ▲ +7.89% | $2.05 (+88.72%) |
May 7, 2026 21w ago | Press Release | $2.47 $2.23 | ▼ −9.72% | ▼ −9.74% | $2.05 (−17.00%) |
May 4, 2026 21w ago | Press Release | $2.72 $2.46 | ▼ −9.56% | ▼ −15.20% | $2.05 (−24.63%) |
Mar 11, 2026 29w ago | DEFA14A | $2.56 $2.58 | ▲ +0.64% | ▼ −1.33% | $2.05 (−19.94%) |
US Market Status
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