Monitor the filing and effectiveness of the resale registration statement by the November 27, 2026 deadline. The massive warrant overhang (36.5M potential shares) will likely pressure the stock until exercised or expired. Watch for any additional capital raises or going concern disclosures in upcoming filings.
How the stock moved after the report
BEARISH VIEWSTOCK BELOW ENTRY AT T+1- T+0 · Nov 3 $0.3992entry
- T+1 · 14h ago −1.03%α −2.68% · $0.3951
- T+5 · in 5d Pending
- T+20 · in 27d Pending
- T+60 · in 3mo Pending
Price Chart
How similar events traded
Executive Summary
Peraso Inc. closed a $10.0 million private placement with Nant Capital, issuing 3,271,355 shares, pre-funded warrants for 16,593,563 shares, and common warrants for 19,864,918 shares. The company also entered into a registration rights agreement requiring it to file a resale registration statement by November 27, 2026. The massive potential dilution (up to 36.5 million shares versus a $7M market cap) is highly dilutive and signals severe capital needs.
Key Financial Metrics
Key Facts
- Closed private placement with Nant Capital for aggregate gross proceeds of approximately $10.0 million
- Issued 3,271,355 shares at $0.5034 per share with accompanying common warrant
- Issued pre-funded warrants for 16,593,563 shares at $0.5024 per pre-funded warrant with accompanying common warrant
- Issued common warrants for 19,864,918 shares exercisable at $0.3784 per share through October 28, 2028
- Maximum shares issuable upon warrant exercise (without ownership limitation) is 36,458,481 shares
- Company market cap is $7M, making potential dilution extremely large relative to current equity base
- Registration rights agreement requires filing resale registration statement by November 27, 2026
- Liquidated damages of 1.0% per month (max 5.0%) if registration deadlines missed
- Proceeds to be used for working capital and general corporate purposes
- No placement agent or underwriting discounts were paid
Financial Impact
Massive potential dilution: up to 36,458,481 shares issuable upon warrant exercise, compared to a $7M market cap. The $10M gross proceeds represent ~143% of market cap.
Risk Factors
- Extreme dilution from up to 36.5 million potential new shares relative to $7M market cap
- Registration rights liquidated damages if filing deadlines missed
- Company flagged going concern risk and ability to continue as a going concern in forward-looking statements
- Nant Capital's significant ownership position and board designation rights could impact governance
- Potential Nasdaq delisting risk mentioned in risk factors
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001213900-26-115173 |
| Document: 0001213900-26-115173-index-headers.html | 0001213900-26-115173 |
| Document: 0001213900-26-115173-index.html | 0001213900-26-115173 |
| Document: 0001213900-26-115173.txt | 0001213900-26-115173 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Nov 4, 2026 today | SC 13D | $0.4200 | awaiting T+60 | awaiting T+60 | $0.4000 (+4.76%) |
Nov 3, 2026 1d ago | 8-K | $0.3992 | awaiting T+60 | awaiting T+60 | $0.4000 (−0.20%) |
Oct 26, 2026 9d ago | 8-K | $0.4050 | awaiting T+60 | awaiting T+60 | $0.4000 (+1.23%) |
Aug 21, 2026 10w ago | 8-K | $0.6700 | awaiting T+60 | awaiting T+60 | $0.4000 (−40.30%) |
Jul 29, 2026 14w ago | 8-K | $0.6430 $0.3784 | ▼ −41.15% | ▼ −43.62% | $0.4000 (−37.79%) |
Jul 24, 2026 14w ago | 8-K | $0.6930 $0.3837 | ▲ +44.63% | ▲ +48.34% | $0.4000 (+42.28%) |
Jul 2, 2026 17w ago | 8-K | $0.8151 $0.4947 | ▲ +39.31% | ▲ +42.88% | $0.4000 (+50.93%) |
May 14, 2026 24w ago | 424B5 | $0.9800 $0.7171 | ▲ +26.83% | ▲ +31.34% | $0.4000 (+59.18%) |
May 11, 2026 25w ago | 8-K | $1.04 $0.7150 | ▲ +31.25% | ▲ +35.63% | $0.4000 (+61.54%) |
Apr 14, 2026 29w ago | 8-K | $0.9200 $0.8223 | ▼ −10.62% | ▼ −19.14% | $0.4000 (−56.52%) |
US Market Status
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