8-K ·Filed Apr 8, 2026

PHIO

Phio Pharmaceuticals Corp.
NEUTRAL
Impact 5/10
Horizonweeks Processed5mo ago SEC0001437749-26-011761
8-K Item 1.01 + 5.02 (likely routine officer/director compensation agreement)
Actionable Insight • Neutral

Monitor for actual sales under this ATM program, as the $6.36 million represents a ceiling rather than a guaranteed amount. The capital will support PH-762 development but introduces dilution risk. Check future 10-Q filings for disclosure of shares sold and net proceeds received.

DirectionNeutral
Confidencehigh
Horizonweeks
Final — all horizons settled through T+60d ⚠ clustered
PHIO ▼ -20.80% at T+60d
NEUTRAL call ✗ call lost -20.80% · α vs SPY -31.58% · entry $1.25 → $0.9900
Entry anchored
Apr 8, 03:59 PM ET
via exchange tick
T+1d
-3.20%
call -3.20% · α -3.14%
$1.21
settled 6mo ago
T+5d
+1.60%
call +1.60% · α -1.59%
$1.27
settled 6mo ago
T+20d
-8.00%
call -8.00% · α -15.57%
$1.15
settled 5mo ago
T+60d
-20.80%
call -20.80% · α -31.58%
$0.9900
settled 3mo ago

Price Chart

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Executive Summary

Phio Pharmaceuticals entered into an at-the-market offering agreement with H.C. Wainwright & Co. to sell up to $6.36 million in common stock. This capital raise follows a recent shelf registration and is intended to fund development of PH-762 and general working capital. The offering introduces potential near-term dilution.

Key Financial Metrics

Deal Value
$6.4M
Deal Type
other

Key Facts

  • Phio Pharmaceuticals entered into an at-the-market offering agreement with H.C. Wainwright & Co. to sell up to $6.36 million in common stock
  • The offering is being conducted pursuant to a shelf registration statement declared effective on July 1, 2024
  • Proceeds will be used to advance PH-762 into a Phase 2b/3 trial and for general working capital
  • H.C. Wainwright will receive a 3.0% commission on gross proceeds from sales
  • The company has no obligation to sell any shares and may suspend or terminate the offering at any time

Financial Impact

Up to $6.36 million in potential proceeds, with 3.0% commission paid to the placement agent

dilutioncashworking capital

Risk Factors

  • Dilution to existing shareholders if the full $6.36 million is raised
  • Potential downward pressure on stock price from incremental share issuance
  • No assurance that any shares will be sold under the agreement

Market Snapshot

Exchange
Nasdaq
Sector
Pharmaceutical Preparations

Investment Themes

Biotech & Drug Discovery

Documents Analyzed

This report is based on 6 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (Primary)0001437749-26-011761
Exhibit: ex_942764.htm0001437749-26-011761
Document: phio20260402_8k.htm0001437749-26-011761
Document: 0001437749-26-011761-index-headers.html0001437749-26-011761
Document: 0001437749-26-011761-index.html0001437749-26-011761
Document: 0001437749-26-011761.txt0001437749-26-011761
5 reports for PHIO
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for PHIO — sortable, filterable
TypeNow
Sep 14, 2026
18d ago
8-K
BULLISH ★ 5/10
$1.03 $1.01▼ −1.94%▼ −2.05%$1.00 (−2.91%)
Aug 14, 2026
6w ago
DEFA14A
NEUTRAL ★ 3/10
$1.06 $1.17▲ +10.38%▲ +11.57%$1.00 (−5.66%)
Apr 8, 2026
25w ago
8-K
NEUTRAL ★ 5/10
$1.25 $1.27▲ +1.60%▼ −1.59%$1.00 (−20.00%)
Apr 8, 2026
25w ago
424B5
NEUTRAL ★ 5/10
$1.25 $1.27▲ +1.60%▼ −1.59%$1.00 (−20.00%)
Mar 5, 2026
30w ago
8-K
MIXED ★ 6/10
$1.16 $1.17▲ +0.86%▲ +2.39%$1.00 (−13.79%)
Showing 5 of 5

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