144 ·Filed May 12, 2026

PFSI

PennyMac Financial Services, Inc.
NEUTRAL
Impact 2/10
Horizondays Processed4mo ago SEC0001958244-26-000277
Form 144 — notice of proposed sale of securities
Actionable Insight • Neutral

No material signal for traders. The sale is routine, pre-planned, and de minimis. Monitor for any acceleration of insider selling beyond this plan, but no immediate action required.

DirectionNeutral
Confidencehigh
Horizondays
Final — all horizons settled through T+60d
PFSI ▼ -11.77% at T+60d
NEUTRAL call ✗ call lost -11.77% · α vs SPY -16.21% · entry $87.74 → $77.41
Entry anchored
May 12, 03:59 PM ET
via exchange tick
T+1d
0.00%
call 0.00% · α +0.00%
$87.74
settled 5mo ago
T+5d
-3.76%
call -3.76% · α -2.60%
$84.44
settled 5mo ago
T+20d
-8.05%
call -8.05% · α -7.43%
$80.68
settled 4mo ago
T+60d
-11.77%
call -11.77% · α -16.21%
$77.41
settled 8w ago

Price Chart

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Executive Summary

CEO David Spector files Form 144 to sell 10,000 shares (~$886K) of PFSI under a 10b5-1 plan adopted on 8/8/2025. The sale represents less than 0.02% of his total beneficial ownership and is pre-planned, not opportunistic.

Key Facts

  • CEO David Spector (Chairman) intends to sell 10,000 shares via Goldman Sachs.
  • Shares valued at ~$886,300 based on $88.63 per share (market price as of filing).
  • Sale is under a 10b5-1 trading plan adopted on 08/08/2025.
  • Spector beneficially owns 51,924,875 shares total; this sale represents ~0.02% of holdings.
  • Plan includes prior sales on multiple dates from Feb-Apr 2026, executed by ST Family Investment Company LLC.

Financial Impact

$886,300 (0.02% of CEO holdings, negligible relative to $4.6B market cap)

dilution

Risk Factors

  • Potential perception of insider selling despite plan being pre-arranged
  • If CEO unexpectedly increases selling volume, could signal concern

Market Snapshot

Exchange
NYSE
Sector
Mortgage Bankers & Loan Correspondents
Analyst Consensus
79% bullish (14 analysts)

Investment Themes

Traditional Finance

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
144 Filing (Primary)0001958244-26-000277
Document: 0001958244-26-000277-index.html0001958244-26-000277
Document: 0001958244-26-000277.txt0001958244-26-000277
11 reports for PFSI
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for PFSI — sortable, filterable
TypeNow
Sep 14, 2026
18d ago
8-K
NEUTRAL ★ 4/10
$68.97 $66.60▼ −3.44%▼ −3.54%$61.58 (−10.72%)
Jun 22, 2026
14w ago
144
NEUTRAL ★ 2/10
$80.24 $86.15▲ +7.37%▲ +6.35%$61.58 (−23.26%)
Jun 11, 2026
16w ago
8-K
NEUTRAL ★ 2/10
$81.66 $82.38▲ +0.88%▲ +0.21%$61.58 (−24.60%)
Jun 5, 2026
17w ago
Court Ruling
NEUTRAL ★ 2/10
$81.24 $81.66▲ +0.52%▼ −0.05%$61.58 (−24.21%)
May 18, 2026
19w ago
Insider Cluster
BEARISH ★ 5/10
$84.44 $87.39▼ −3.49%▼ −1.20%$61.58 (+27.08%)
May 15, 2026
19w ago
144
NEUTRAL ★ 2/10
$86.47 $86.12▼ −0.40%▼ −2.02%$61.58 (−28.79%)
May 12, 2026
20w ago
144
NEUTRAL ★ 2/10
$87.74 $84.44▼ −3.76%▼ −2.60%$61.58 (−29.82%)
May 5, 2026
21w ago
8-K
MIXED ★ 6/10
$87.07 $88.63▲ +1.79%▲ +0.66%$61.58 (−29.28%)
Apr 20, 2026
23w ago
DEFA14A
NEUTRAL ★ 3/10
$90.64 $91.18▲ +0.60%▼ −0.49%$61.58 (−32.07%)
Mar 10, 2026
29w ago
Court Ruling
NEUTRAL ★ 1/10
$89.28 $87.04▼ −2.50%▼ −1.59%$61.58 (−31.03%)
Showing 10 of 11

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