Monitor for subsequent prospectus supplements or takedown notices that would indicate actual share issuance and quantify dilution. The shelf's effectiveness alone is a routine procedural step, but the company's history of name changes and restructuring warrants attention for potential capital-raising activity.
Price Chart
Executive Summary
Neostellar Capital Corp.'s shelf registration (File No. 333-297852) under the Securities Act of 1933 was declared effective by the SEC on September 30, 2026. This allows the company to offer and sell securities at its discretion, creating potential dilution overhang for existing common shareholders. The company has undergone multiple name changes (formerly GSV Capital Corp., Sutter Rock Capital Corp., and Suro Capital Corp.), indicating a history of corporate restructuring.
Key Facts
- Shelf registration (File No. 333-297852) became effective on September 30, 2026.
- The filing is an N-2 form, typically used by closed-end management investment companies.
- The company has changed its name three times: from GSV Capital Corp. (2011), to Sutter Rock Capital Corp. (2019), to Suro Capital Corp. (2020), and now Neostellar Capital Corp.
- No specific offering size, pricing, or timing details are provided in the effectiveness notice.
Financial Impact
Undisclosed — the shelf registration allows for future securities sales; no dollar amount specified.
Risk Factors
- Potential dilution if the company sells shares under the shelf registration.
- The company's multiple name changes may signal ongoing strategic shifts or financial challenges.
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| EFFECT Filing (Primary) | 9999999995-26-003114 |
| Document: 9999999995-26-003114-index.html | 9999999995-26-003114 |
| Document: 9999999995-26-003114.txt | 9999999995-26-003114 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 5, 2026 21d ago | 8-K | $7.50 $7.40 | ▲ +1.33% | ▲ +1.09% | $5.74 (+23.47%) |
Oct 5, 2026 21d ago | Press Release | $7.50 $7.40 | ▲ +1.33% | ▲ +1.09% | $5.74 (+23.47%) |
Oct 1, 2026 26d ago | EFFECT | $7.47 $7.44 | ▼ −0.40% | ▼ −1.14% | $5.74 (−23.16%) |
Sep 3, 2026 7w ago | 144 | $10.10 $9.85 | ▼ −2.48% | ▼ −1.93% | $5.74 (−43.17%) |
Aug 26, 2026 8w ago | Insider Buy | $10.29 $10.20 | ▼ −0.87% | ▼ −0.65% | $5.74 (−44.22%) |
Aug 10, 2026 11w ago | Insider Buy | $10.64 $10.84 | ▲ +1.88% | ▲ +1.63% | $5.74 (−46.05%) |
Jul 21, 2026 14w ago | 8-K | $11.15 $10.65 | ▼ −4.48% | ▼ −4.37% | $5.74 (−48.52%) |
Jul 8, 2026 15w ago | 8-K | $11.48 $11.40 | ▼ −0.70% | ▼ −1.13% | $5.74 (−50.00%) |
US Market Status
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