The amendment is procedural; no immediate trading signal. Monitor the upcoming definitive proxy statement for any further governance or compensation developments.
Price Chart
Executive Summary
Newmark filed Amendment No. 1 to its 2025 10-K to add Part III information (directors, executive compensation, ownership, related-party transactions, auditor fees) that was omitted from the original filing because its definitive proxy statement will not be filed within 120 days. The amendment also restates Item 15 (exhibits) and includes new SOX certifications. No financial restatements or material financial changes are included.
Key Facts
- Amendment provides Part III items 10-14 (directors, compensation, security ownership, related transactions, principal accountant fees) that were omitted from original 10-K.
- Howard Lutnick resigned as Executive Chairman on Feb 18, 2025 after being confirmed as U.S. Secretary of Commerce; Kyle Lutnick and Stephen Merkel were appointed to the board; Barry Gosin became Principal Executive Officer.
- Howard Lutnick completed divestiture of all NMRK, Cantor, and CFGM holdings on Oct 6, 2025.
- Fiscal 2025 total revenues $3.294 billion, net income $155.4 million (from Pay vs Performance table).
- Derivative lawsuit settled in 2025 for $50 million paid by D&O insurers; court approved in Aug 2025.
- No restatement of financial statements, no going concern modification, no material impairment.
- Auditor Ernst & Young LLP; 2025 audit fees $4.53 million.
Financial Impact
No new financial data or restatements. Fiscal 2025 results as previously reported: revenues $3.294B, net income $155.4M.
Risk Factors
- Controlling stockholder Cantor/CF Group Management/Brandon Lutnick holds majority voting power (58.9% as of April 1, 2026), creating potential conflicts of interest.
- Concentration of control; dual-class structure limits minority shareholder influence.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 6 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 10-K/A Filing (Primary) | 0001213900-26-050004 |
| Document: ea028656501_ex31-2.htm | 0001213900-26-050004 |
| Document: ea028656501_ex31-1.htm | 0001213900-26-050004 |
| Document: 0001213900-26-050004-index-headers.html | 0001213900-26-050004 |
| Document: 0001213900-26-050004-index.html | 0001213900-26-050004 |
| Document: 0001213900-26-050004.txt | 0001213900-26-050004 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 2, 2026 25d ago | Press Release | $12.65 | awaiting T+20 | — | $11.48 (−9.25%) |
Sep 18, 2026 5w ago | Press Release | $13.94 $11.86 | ▼ −14.92% | ▼ −15.13% | $11.48 (−17.65%) |
Sep 1, 2026 8w ago | Press Release | $15.02 $12.26 | ▼ −18.38% | ▼ −18.69% | $11.48 (−23.57%) |
Aug 7, 2026 11w ago | 8-K | $14.81 $15.25 | ▲ +2.97% | ▲ +3.37% | $11.48 (−22.48%) |
Aug 6, 2026 11w ago | Press Release | $15.01 $14.92 | ▼ −0.63% | ▼ −1.23% | $11.48 (−23.52%) |
Jul 29, 2026 12w ago | 8-K | $14.89 $15.76 | ▲ +5.84% | ▲ +0.82% | $11.48 (−22.90%) |
Jul 29, 2026 12w ago | Press Release | $14.89 $15.76 | ▲ +5.84% | ▲ +0.82% | $11.48 (−22.90%) |
Jul 17, 2026 14w ago | Press Release | $15.60 $15.25 | ▼ −2.24% | ▼ −6.69% | $11.48 (−26.41%) |
May 22, 2026 22w ago | 8-K | $14.60 $14.88 | ▲ +1.92% | ▲ +3.33% | $11.48 (−21.37%) |
Apr 30, 2026 25w ago | 10-K/A | $16.12 $14.26 | ▼ −11.54% | ▼ −16.51% | $11.48 (−28.78%) |
US Market Status
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