3 ·Filed Sep 30, 2026
Form 3 — initial insider ownership statement
Actionable Insight • Neutral
No actionable insight — this is a routine initial ownership filing with zero shares reported. Monitor future Form 4 filings for any open-market purchases or grants that would indicate insider conviction.
Latest settled — T+5d ⚠ clustered
IVAI ▼ -0.30% at T+5d
NEUTRAL call -0.30% · α vs SPY -1.60% · entry $10.16 → $10.13
T+1d
+0.10%
call +0.10% · α -0.64%
$10.17
settled 27d ago
T+5d
-0.30%
call -0.30% · α -1.60%
$10.13
settled 21d ago
T+20d
Pending
in 11h
T+60d
Pending
in 8w
Price Chart
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Executive Summary
Daniel Christopher Lee filed a Form 3 initial statement of beneficial ownership with the SEC, reporting zero shares of Ives Ultra AI Opportunities Inc. common stock. This is a routine filing for a new insider who has not yet acquired any equity in the company.
Key Facts
- Daniel Christopher Lee filed a Form 3 initial statement of beneficial ownership on September 30, 2026
- Lee reported 0 shares of Ives Ultra AI Opportunities Inc. common stock owned
- The filing is dated as of September 29, 2026
- Lee's business address is 600 California Street, 11th Floor, San Francisco, CA 94108
Financial Impact
No financial impact — insider reported zero share ownership
Risk Factors
- Insider has no current economic exposure to the company, suggesting no alignment of interests at this time
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001213900-26-105370 |
| Document: 0001213900-26-105370-index.html | 0001213900-26-105370 |
| Document: 0001213900-26-105370.txt | 0001213900-26-105370 |
8 reports for IVAI
Filters
Rows
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 9, 2026 18d ago | 3 | $10.10 | awaiting T+20 | — | $10.12 (+0.20%) |
Oct 7, 2026 20d ago | 3 | $10.13 | awaiting T+20 | — | $10.12 (−0.10%) |
Oct 6, 2026 21d ago | 3 | $10.14 | awaiting T+20 | — | $10.12 (−0.20%) |
Sep 30, 2026 27d ago | 3 | $10.16 | awaiting T+20 | — | $10.12 (−0.39%) |
Sep 30, 2026 27d ago | 3 | $10.16 | awaiting T+20 | — | $10.12 (−0.39%) |
Sep 30, 2026 27d ago | 3 | $10.16 | awaiting T+20 | — | $10.12 (−0.39%) |
Sep 30, 2026 27d ago | Press Release | $10.20 | awaiting T+20 | — | $10.12 (−0.78%) |
Sep 30, 2026 27d ago | EFFECT | $10.20 | awaiting T+20 | — | $10.12 (−0.78%) |
Showing 8 of 8
US Market Status
Market Closed — Opens Thu (12h 2m)
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