Monitor for subsequent prospectus supplements or 424B filings that will disclose actual offering size, pricing, and terms. The shelf is now active, so the company can sell shares at any time — watch for insider selling patterns and any concurrent 8-K filings that may signal imminent use.
Price Chart
Executive Summary
Ives Ultra AI Opportunities Inc. (IVAI) received SEC effectiveness on September 29, 2026, for its N-2 registration statement (File No. 333-289446), a shelf registration under the 1933 Act. This allows the company to offer and sell securities at its discretion over time, creating potential dilution overhang for common shareholders.
Key Facts
- Effectiveness date: September 29, 2026
- SEC File No.: 333-289446
- Registration type: N-2 (typically used by closed-end funds and business development companies)
- Company renamed from Ultra AI Opportunities Inc. on July 15, 2025
- No specific offering size, pricing, or terms disclosed in the EFFECT filing
Financial Impact
Undisclosed — shelf registration enables future offerings without immediate dilution
Risk Factors
- Potential future dilution if securities are sold under the shelf
- No pricing or terms disclosed — uncertainty about timing and size of any offering
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| EFFECT Filing (Primary) | 9999999995-26-003087 |
| Document: 9999999995-26-003087-index.html | 9999999995-26-003087 |
| Document: 9999999995-26-003087.txt | 9999999995-26-003087 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 9, 2026 18d ago | 3 | $10.10 | awaiting T+20 | — | $10.09 (−0.07%) |
Oct 7, 2026 19d ago | 3 | $10.13 | awaiting T+20 | — | $10.09 (−0.37%) |
Oct 6, 2026 20d ago | 3 | $10.14 | awaiting T+20 | — | $10.09 (−0.47%) |
Sep 30, 2026 26d ago | 3 | $10.16 | awaiting T+20 | — | $10.09 (−0.66%) |
Sep 30, 2026 26d ago | 3 | $10.16 | awaiting T+20 | — | $10.09 (−0.66%) |
Sep 30, 2026 26d ago | 3 | $10.16 | awaiting T+20 | — | $10.09 (−0.66%) |
Sep 30, 2026 27d ago | Press Release | $10.20 | awaiting T+20 | — | $10.09 (−1.05%) |
Sep 30, 2026 27d ago | EFFECT | $10.20 | awaiting T+20 | — | $10.09 (−1.05%) |
US Market Status
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