Monitor for subsequent filings (e.g., Form 4 for any future transactions or Form 13D for any material changes in ownership or intent. The filing is a static disclosure with no trading signal.
Price Chart
Executive Summary
YA II PN, Ltd. filed an initial statement of beneficial ownership (Form 3) for Ives Ultra AI Opportunities Inc., disclosing a 10%+ ownership stake in the issuer's common stock. The filing is a routine regulatory disclosure of an existing beneficial ownership position, not a transaction or new investment activity. No financial figures, share counts, or transaction details are disclosed in the filing. The filing is administrative and provides no new material information about the issuer's operations or financial condition.
Key Facts
- YA II PN, Ltd. filed a Form 3 initial statement of beneficial ownership for Ives Ultra AI Opportunities Inc.
- The reporting owner is an investment adviser with a 10%+ beneficial ownership stake.
- The filing date is October 7, 2026, with a period of report starting September 29, 2026.
- The filing is a routine disclosure under Section 30(h) of the Investment Company Act of 1940.
- No transaction, share count, or financial data is reported in the filing.
Financial Impact
No financial impact; the filing is a routine beneficial ownership disclosure with no reported transaction or financial data.
Risk Factors
- No risks identified; the filing is a routine disclosure with no new material information.
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001463928-26-000001 |
| Document: 0001463928-26-000001-index.html | 0001463928-26-000001 |
| Document: 0001463928-26-000001.txt | 0001463928-26-000001 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 9, 2026 18d ago | 3 | $10.10 | awaiting T+20 | — | $10.12 (+0.20%) |
Oct 7, 2026 20d ago | 3 | $10.13 | awaiting T+20 | — | $10.12 (−0.10%) |
Oct 6, 2026 21d ago | 3 | $10.14 | awaiting T+20 | — | $10.12 (−0.20%) |
Sep 30, 2026 27d ago | 3 | $10.16 | awaiting T+20 | — | $10.12 (−0.39%) |
Sep 30, 2026 27d ago | 3 | $10.16 | awaiting T+20 | — | $10.12 (−0.39%) |
Sep 30, 2026 27d ago | 3 | $10.16 | awaiting T+20 | — | $10.12 (−0.39%) |
Sep 30, 2026 27d ago | Press Release | $10.20 | awaiting T+20 | — | $10.12 (−0.78%) |
Sep 30, 2026 27d ago | EFFECT | $10.20 | awaiting T+20 | — | $10.12 (−0.78%) |
US Market Status
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