Routine initial ownership filing with zero reported holdings — no trading signal. Monitor future Form 4 filings for any subsequent open-market purchases or sales by the reporting entity.
Price Chart
Executive Summary
Ives Ultra Capital Management LLC filed a Form 3 initial statement of beneficial ownership for Ives Ultra AI Opportunities Inc. (IVAI), reporting zero beneficial ownership of the issuer's securities as of the event date. The filing is a routine regulatory requirement for a newly reporting insider or investment adviser, with no financial or trading implications.
Key Facts
- Form 3 filed by Ives Ultra Capital Management LLC for issuer Ives Ultra AI Opportunities Inc. (IVAI)
- Reporting person disclaims beneficial ownership of any securities — 'No securities are beneficially owned'
- Event date: 2026-09-29; filing date: 2026-10-06
- Reporting owner is an Investment Adviser
- Issuer changed name from Ultra AI Opportunities Inc. on 2025-07-15
Financial Impact
No securities owned — zero financial impact
Risk Factors
- No material risks identified from this filing
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001213900-26-107333 |
| Document: 0001213900-26-107333-index.html | 0001213900-26-107333 |
| Document: 0001213900-26-107333.txt | 0001213900-26-107333 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 9, 2026 18d ago | 3 | $10.10 | awaiting T+20 | — | $10.09 (−0.10%) |
Oct 7, 2026 20d ago | 3 | $10.13 | awaiting T+20 | — | $10.09 (−0.39%) |
Oct 6, 2026 20d ago | 3 | $10.14 | awaiting T+20 | — | $10.09 (−0.49%) |
Sep 30, 2026 27d ago | 3 | $10.16 | awaiting T+20 | — | $10.09 (−0.69%) |
Sep 30, 2026 27d ago | 3 | $10.16 | awaiting T+20 | — | $10.09 (−0.69%) |
Sep 30, 2026 27d ago | 3 | $10.16 | awaiting T+20 | — | $10.09 (−0.69%) |
Sep 30, 2026 27d ago | Press Release | $10.20 | awaiting T+20 | — | $10.09 (−1.08%) |
Sep 30, 2026 27d ago | EFFECT | $10.20 | awaiting T+20 | — | $10.09 (−1.08%) |
US Market Status
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