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SC 13D/A ·Filed Oct 1, 2026

HTH

Hilltop Holdings Inc.
NEUTRAL
Impact 3/10
Horizonimmediate Processed24d 15h ago SEC0000945621-26-001210
Activist stake amendment (position change)
Actionable Insight • Neutral

The repayment of the $80 million loan and release of pledged partnership interests removes a potential overhang related to forced selling risk. However, with no change in stake or activist demands, this filing is routine and does not signal any near-term catalyst. Monitor for any future amendments that alter the group's intentions or ownership level.

DirectionNeutral
Confidencehigh
Horizonimmediate
Latest settled — T+5d
HTH ▼ -5.38% at T+5d
NEUTRAL call -5.38% · α vs SPY -6.54% · entry $38.45 → $36.38
Next anchor: T+20d in 3d
Latest observation: T+15 -7.91% FF3 residual α
Entry = T+0 close
Oct 1, 2026
via day close
T+1d
-0.78%
call -0.78% · α -1.45%
$38.15
settled 24d ago
T+5d
-5.38%
call -5.38% · α -6.54%
$36.38
settled 18d ago
T+20d
Pending
in 3d
T+60d
Pending
in 2mo

Price Chart

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Executive Summary

Gerald J. Ford and affiliated entities filed Amendment No. 22 to their Schedule 13D for Hilltop Holdings Inc., reporting aggregate beneficial ownership of 15,651,329.97 shares (27.3% of outstanding common stock) as of August 25, 2026. The filing discloses that a previously reported $80 million loan secured by Mr. Ford's partnership interests in Diamond A Financial, L.P. has been fully repaid and the associated security interests terminated. No changes in share count or purpose were reported, and no transactions occurred in the past 60 days.

Key Financial Metrics

Stake
27.3%
Investor
Gerald J. Ford

Key Facts

  • Gerald J. Ford beneficially owns 15,651,329.97 shares (27.3%) of Hilltop Holdings Inc. as of August 25, 2026.
  • Diamond A Financial, L.P. directly owns 15,544,674 shares (27.1%).
  • An $80 million loan from an affiliate to Mr. Ford, secured by his interests in Diamond A Financial, L.P., was repaid as of September 29, 2026, and the security interests terminated.
  • No transactions in Hilltop common stock were reported by the Reporting Persons in the past 60 days.
  • The filing is an administrative update; no new demands, changes in purpose, or stake changes were disclosed.

Financial Impact

No financial impact; the filing reports repayment of an $80 million loan and termination of related security interests, with no change in beneficial ownership or corporate purpose.

Risk Factors

  • No new risks identified; the filing is administrative and does not indicate any change in the activist's strategy or financial condition.

Investment Themes

Traditional Finance

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
SC 13D/A Filing (Primary)0000945621-26-001210
Document: 0000945621-26-001210-index.html0000945621-26-001210
Document: 0000945621-26-001210.txt0000945621-26-001210
8 reports for HTH
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for HTH — sortable, filterable
TypeNow
Oct 22, 2026
3d ago
8-K
BEARISH ★ 6/10
$37.28awaiting T+1—$36.78 (+1.34%)
Oct 22, 2026
3d ago
8-K
BEARISH ★ 6/10
$37.28awaiting T+1—$36.78 (+1.34%)
Oct 16, 2026
9d ago
SC 13D/A
BEARISH ★ 6/10
$36.26 $36.71▼ −1.24%▼ −0.91%$36.78 (−1.43%)
Oct 1, 2026
24d ago
SC 13D/A
NEUTRAL ★ 3/10
$38.45 $38.15▼ −0.78%▼ −1.45%$36.78 (−4.34%)
Aug 12, 2026
10w ago
Institutional Cluster
BEARISH ★ 5/10
$39.36 $39.79▼ −1.09%▼ −0.39%$36.78 (+6.55%)
Jun 29, 2026
17w ago
Court Ruling
NEUTRAL ★ 2/10
$38.78 $39.37▲ +1.52%▲ +1.66%$36.78 (−5.16%)
Apr 30, 2026
25w ago
DEFA14A
NEUTRAL ★ 3/10
$37.83 $37.20▼ −1.66%▼ −1.32%$36.78 (−2.78%)
Apr 23, 2026
26w ago
8-K
NEUTRAL ★ 4/10
$36.46 $36.80▲ +0.94%▲ +0.77%$36.78 (+0.88%)
Showing 8 of 8

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Report published Oct 1, 2026