This filing is purely administrative with no financial statement changes. The pending merger with Monroe Capital Corporation (MRCC) is the material event to monitor — watch for shareholder vote dates and regulatory approvals. The director resignations noted are contingent on that merger closing.
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Executive Summary
Horizon Technology Finance Corp filed Amendment No. 1 to its 2025 Form 10-K solely to add Part III information (director/officer details, executive compensation, security ownership, related-party transactions, and auditor fees) that was originally intended to be incorporated by reference from a proxy statement that was not filed within 120 days of fiscal year-end. The amendment does not restate financial statements, correct any errors, or change any previously reported financial results. The filing also notes that five directors are expected to resign in connection with the company's pending merger with Monroe Capital Corporation.
Key Facts
- Amendment adds Part III items (directors, executive compensation, security ownership, related-party transactions, auditor fees) that were omitted from the original 10-K filed March 3, 2026
- No financial statements were amended, restated, or corrected — the original financials remain unchanged
- Five directors (Bottiglieri, Mahoney, Sarsynski, Savage, Pomeroy) are expected to resign upon effectiveness of the merger with Monroe Capital Corporation
- Total director compensation for FY2025 was $723,702
- RSM US LLP remains the independent auditor; audit fees for FY2025 were $873,085
- 68,428,576 shares of common stock outstanding as of April 29, 2026
- Aggregate market value of non-affiliate held common stock was $300.0 million as of June 30, 2025
Financial Impact
No financial impact — this is a purely administrative amendment adding governance disclosures
Risk Factors
- No new financial risks disclosed — this amendment does not alter the original filing's risk factors
Market Snapshot
Documents Analyzed
This report is based on 6 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 10-K/A Filing (Primary) | 0001437749-26-013973 |
| Exhibit: ex_953335.htm | 0001437749-26-013973 |
| Exhibit: ex_953336.htm | 0001437749-26-013973 |
| Document: 0001437749-26-013973-index-headers.html | 0001437749-26-013973 |
| Document: 0001437749-26-013973-index.html | 0001437749-26-013973 |
| Document: 0001437749-26-013973.txt | 0001437749-26-013973 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
May 5, 2026 24w ago | 8-K | $24.91 $24.80 | ▼ −0.44% | ▼ −2.50% | $24.85 (−0.24%) |
May 5, 2026 24w ago | 8-K | $24.91 $24.80 | ▲ +0.44% | ▲ +2.50% | $24.85 (+0.24%) |
Apr 30, 2026 25w ago | 10-K/A | $24.65 $24.82 | ▲ +0.69% | ▼ −2.42% | $24.85 (+0.81%) |
US Market Status
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