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DFAN14A ·Filed Oct 22, 2026

ETD

ETHAN ALLEN INTERIORS INC
BULLISH
Impact 6/10
Horizonweeks Processed4d 16h ago SEC0000921895-26-002841
Proxy fight materials (activist)
Actionable Insight ▲ Bullish

Watch for management's response (poison pill, settlement talks, or director withdrawals) and any subsequent 13D amendment disclosing DGB's exact stake size. The lack of disclosed demands suggests the full proxy statement may contain more detail.

DirectionBullish
Confidencemedium
Horizonweeks
Latest settled — T+1d
ETD ▼ -1.81% at T+1d
LONG call ✗ call lost -1.81% · α vs SPY -2.52% · entry $20.45 → $20.08
Next anchor: T+5d tomorrow
Entry = T+0 close
Oct 22, 2026
via day close
T+1d
-1.81%
call -1.81% · α -2.52%
$20.08
settled 4d ago
T+5d
Pending
tomorrow
T+20d
Pending
in 23d
T+60d
Pending
in 3mo

Price Chart

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Executive Summary

Activist investor group DGB (led by Douglas G. Bergeron) has filed a definitive proxy statement and WHITE universal proxy card to elect its slate of director nominees at Ethan Allen Interiors' 2026 annual meeting. The group posted campaign materials on LinkedIn and X.com on October 21-22, 2026, escalating its proxy fight. This is a standard dissident campaign filing with no disclosed stake size, specific demands, or management response in the provided documents.

Key Financial Metrics

Vote
director election

Key Facts

  • DGB Investment, Inc., Douglas G. Bergeron, and other participants filed a definitive proxy statement and WHITE universal proxy card for the 2026 annual meeting
  • Campaign materials were posted on LinkedIn and X.com on October 21-22, 2026
  • The dissident slate is described as 'highly qualified director nominees'
  • No stake size, specific demands, or management response are disclosed in the filing

Financial Impact

Activist campaigns at mid-cap companies typically generate +6-7% abnormal returns around announcement; no specific dollar amounts disclosed

share pricegovernanceboard composition

Risk Factors

  • Management may adopt a poison pill or other defensive measures
  • Activist may not have sufficient voting power to win board seats

Investment Themes

Consumer & Retail

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
DFAN14A Filing (Primary)0000921895-26-002841
Document: 0000921895-26-002841-index-headers.html0000921895-26-002841
Document: 0000921895-26-002841-index.html0000921895-26-002841
Document: 0000921895-26-002841.txt0000921895-26-002841
24 reports for ETD
Performance horizon
67% Hit rate @ T+1 4 of 6 directional calls Went positive at some point 4 of 6 best @ T+20▲ +6.60%Jun 23, 2026
Filters
Rows
Reports for ETD — sortable, filterable
TypeNow
Oct 27, 2026
today
Press Release
NEUTRAL ★ 4/10
$20.49awaiting T+1—$20.02 (−2.27%)
Oct 26, 2026
today
DFAN14A
NEUTRAL ★ 5/10
$20.08awaiting T+1—$20.02 (−0.27%)
Oct 22, 2026
4d ago
DFAN14A
BULLISH ★ 6/10
$20.45 $20.08▼ −1.81%▼ −2.52%$20.02 (−2.08%)
Oct 19, 2026
7d ago
DEFA14A
NEUTRAL ★ 5/10
$20.16 $19.78▼ −1.88%▼ −2.41%$20.02 (−0.67%)
Oct 19, 2026
7d ago
Press Release
NEUTRAL ★ 4/10
$19.77 $20.16▲ +1.97%▲ +1.64%$20.02 (+1.29%)
Oct 19, 2026
8d ago
Press Release
NEUTRAL ★ 1/10
$19.77awaiting T+1—$20.02 (+1.29%)
Oct 15, 2026
11d ago
DEFA14A
NEUTRAL ★ 6/10
$20.03 $19.77▼ −1.30%▼ −1.72%$20.02 (−0.02%)
Oct 15, 2026
11d ago
Press Release
NEUTRAL ★ 5/10
$20.03 $19.77▼ −1.30%▼ −1.72%$20.02 (−0.02%)
Oct 15, 2026
11d ago
DEFA14A
NEUTRAL ★ 3/10
$20.03 $19.77▼ −1.30%▼ −1.72%$20.02 (−0.02%)
Oct 13, 2026
13d ago
DEFA14A
NEUTRAL ★ 5/10
$20.06 $20.36▲ +1.50%▲ +1.21%$20.02 (−0.17%)
Showing 10 of 24

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Report published Oct 22, 2026