This cluster is routine and non-informative. The CEO's sale is a standard cashless exercise-and-sell pattern, not a bearish signal. Monitor EQH's next earnings for any fundamental deterioration, but this insider activity alone does not warrant action.
Price Chart
Executive Summary
Three EQH insiders, including the CEO and COO, sold a total of $2.28M in open-market shares over a 7-day window. The CEO's sale of $1.69M is the largest, but all sales are tied to derivative exercises (non-cash grants and option exercises), indicating a liquidity/vesting pattern rather than a coordinated bearish signal. The total sale value is only ~0.02% of EQH's $11.9B market cap, well below the 0.1% materiality threshold.
Key Financial Metrics
Key Facts
- CEO Pearson sold 39,700 shares at $42.60 for $1.69M, but this was preceded by derivative exercises (27,200 shares at $0 and 27,200 at $23.18) — a typical cashless exercise-and-sell pattern.
- COO Hurd sold 9,358 shares at $42.44 for $397K, also tied to derivative exercises (9,358 shares at $21.34 and 9,358 at $0).
- Director Lammtennant and Director Isaacs-Lowe received non-cash grants of 6,897 and 4,400 shares respectively — no economic signal.
- Total open-market sales of $2.28M represent ~0.02% of EQH's $11.9B market cap — trivial by proportionality standards.
- All sales follow a pattern of option exercises and same-day sales, consistent with routine 10b5-1 plans or blackout-window-driven liquidity, not informed selling.
Financial Impact
Total open-market sales of $2.28M, or ~0.02% of market cap. Non-cash grants and derivative exercises total $0 in economic value.
Risk Factors
- Insider sales could accelerate if the stock continues to trade near $42-43, but no evidence of a coordinated sell-off.
- Historical performance on EQH reports shows negative T+20 alpha (-3.83% avg), suggesting the stock has been weak, but this cluster does not add new negative information.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 1 SEC document filed with EDGAR.
| Document | Accession Number |
|---|---|
| CLUSTER Data (Synthetic) | cluster-EQH-1779396137348 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Sep 10, 2026 22d ago | 425 | $52.60 $54.04 | ▲ +2.74% | ▲ +3.24% | $52.64 (+0.08%) |
Aug 24, 2026 5w ago | Court Ruling | $49.03 $50.13 | ▲ +2.24% | ▲ +1.77% | $52.64 (+7.36%) |
Aug 18, 2026 6w ago | Insider Cluster | $50.84 $48.91 | ▼ −3.80% | ▼ −3.60% | $52.64 (+3.54%) |
Aug 17, 2026 6w ago | 13F-HR | $51.13 $49.03 | ▼ −4.11% | ▼ −2.92% | $52.64 (+2.95%) |
Aug 11, 2026 7w ago | Insider Cluster | $51.35 $50.82 | ▼ −1.02% | ▼ −0.62% | $52.64 (+2.51%) |
Aug 10, 2026 7w ago | Insider Cluster | $51.35 $50.82 | ▼ −1.02% | ▼ −0.62% | $52.64 (+2.51%) |
Aug 10, 2026 7w ago | Insider Cluster | $51.35 $50.82 | ▼ −1.02% | ▼ −0.62% | $52.64 (+2.51%) |
Aug 10, 2026 7w ago | DEFA14A | $52.67 $51.10 | ▼ −2.97% | ▼ −2.93% | $52.64 (−0.06%) |
Jul 21, 2026 10w ago | 425 | $48.75 $48.35 | ▼ −0.82% | ▲ +1.58% | $52.64 (+7.98%) |
Jul 21, 2026 10w ago | 8-K | $48.75 $48.35 | ▼ −0.82% | ▲ +1.58% | $52.64 (+7.98%) |
US Market Status
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