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Insider Cluster (2 insiders) ·Filed Jun 5, 2026

CSWC

CAPITAL SOUTHWEST CORP
NEUTRAL
Impact 3/10
Horizondays Processed4mo ago
Insider cluster: 2 insiders, $114K total
Actionable Insight • Neutral

The insider cluster shows no material directional conviction — the director's simultaneous buy and sell on the same day suggests portfolio rebalancing rather than information-driven trading. Monitor CSWC's upcoming quarterly earnings and net asset value (NAV) release for fundamental signals; this insider activity alone provides no actionable trading edge.

DirectionNeutral
Confidencehigh
Horizondays
Latest settled — T+20d ⚠ clustered
CSWC ▲ +2.15% at T+20d
NEUTRAL call +2.15% · α vs SPY +0.52% · entry $23.28 → $23.78
Next anchor: T+60d due 8w ago
Entry = T+0 close
Jun 5, 2026
via day close
T+1d
+1.12%
call +1.12% · α +1.41%
$23.54
settled 5mo ago
T+5d
-0.69%
call -0.69% · α -2.80%
$23.12
settled 5mo ago
T+20d
+2.15%
call +2.15% · α +0.52%
$23.78
settled 4mo ago
T+60d
Pending
due 8w ago

Price Chart

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Executive Summary

A director at Capital Southwest Corp. (CSWC) executed both an open-market purchase and sale of shares totaling ~$117K in purchase and ~$109K in sale on the same day, while another director made a small $5K purchase. The net dollar value is trivial relative to CSWC's $1.5B market cap (<0.01%), and the transactions show mixed insider activity rather than a clear directional signal. This cluster does not provide a material trading signal.

Key Financial Metrics

Direction
mixed
Total Value
$12.1K
Insiders
2

Key Facts

  • Director Thomas William R III bought 5,000 shares (~$117K) and sold 4,661 shares (~$109K) on June 5, 2026, essentially offsetting each other.
  • Director Rogers-Windsor Ramona Lynn purchased 213 shares (~$5K) on June 1, 2026.
  • Total net insider activity was ~$12K, approximately 0.0008% of CSWC's $1.5B market cap — far below any materiality threshold.
  • No C-suite executives participated; both insiders are directors, carrying less signal weight.

Financial Impact

Total insider transactions of approximately $226K in gross volume and ~$12K net buy — less than 0.01% of market cap, economically trivial.

Risk Factors

  • Director Thomas's simultaneous buy and sell on the same day could indicate hedging or tax-management that masks true sentiment.

Market Snapshot

Exchange
Nasdaq
Analyst Consensus
71% bullish (14 analysts)

Documents Analyzed

This report is based on 1 SEC document filed with EDGAR.

DocumentAccession Number
CLUSTER Data (Synthetic)cluster-CSWC-1780689698030
23 reports for CSWC
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for CSWC — sortable, filterable
TypeNow
Oct 15, 2026
11d ago
8-K
NEUTRAL ★ 4/10
$23.08 $22.37▼ −3.08%▼ −2.65%$22.73 (−1.53%)
Oct 15, 2026
11d ago
Press Release
BULLISH ★ 5/10
$23.08 $22.37▼ −3.08%▼ −2.65%$22.73 (−1.53%)
Sep 10, 2026
6w ago
Press Release
NEUTRAL ★ 4/10
$24.19 $23.42▼ −3.18%▼ −2.96%$22.73 (−6.05%)
Aug 25, 2026
8w ago
DEFA14A
NEUTRAL ★ 2/10
$25.24 $24.74▼ −1.98%▼ −1.86%$22.73 (−9.96%)
Aug 21, 2026
9w ago
Institutional Cluster
MIXED ★ 4/10
$24.96 $25.47▲ +2.04%▲ +1.57%$22.73 (−8.95%)
Aug 7, 2026
11w ago
8-K
NEUTRAL ★ 3/10
$25.14 $24.64▼ −1.99%▼ −1.94%$22.73 (−9.60%)
Aug 4, 2026
11w ago
DEFA14A
NEUTRAL ★ 4/10
$24.42 $25.11▲ +2.83%▲ +2.47%$22.73 (−6.94%)
Aug 4, 2026
11w ago
DEFA14A
NEUTRAL ★ 3/10
$24.42 $25.11▲ +2.83%▲ +2.47%$22.73 (−6.94%)
Aug 3, 2026
12w ago
Press Release
NEUTRAL ★ 4/10
$24.72 $25.05▲ +1.33%▲ +1.43%$22.73 (−8.07%)
Jul 30, 2026
12w ago
DEFA14A
NEUTRAL ★ 3/10
$23.59 $25.13▲ +6.53%▲ +3.02%$22.73 (−3.66%)
Showing 10 of 23

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Report published Jun 5, 2026