The sales are small in absolute and relative terms, and involve division presidents rather than C-suite. Without a 10b5-1 plan, the identical price and timing suggest a pre-arranged window. Monitor next 10-Q for any fundamental deterioration, but this cluster alone does not warrant a bearish read.
Price Chart
Executive Summary
Two Capital One division presidents sold a combined $747K in open-market sales over a one-week window, with each sale at $195.86 per share. The total value is approximately 0.23% of the company's $326B market cap, falling in the modest range. No 10b5-1 plan indication is present, but the sales are small relative to company size and lack C-suite participation, reducing their informational signal.
Key Financial Metrics
Key Facts
- Dean Lia (Pres, Banking & Premium Products) sold 1.9K shares for $370K on 2026-10-15
- Karam Celia (Pres, Retail Bank) sold 1.9K shares for $377K on 2026-10-15
- Total insider sales: $747K, approximately 0.23% of market cap
- No 10b5-1 plan indicated for either sale
- Sales occurred at identical price ($195.86), suggesting coordinated timing
Financial Impact
Total insider sales of $747K, representing ~0.23% of market cap — modest and non-material
Risk Factors
- Insiders sold without a 10b5-1 plan, which could indicate negative private information
- Coordinated timing may reflect a blackout-window opening rather than a negative signal
Investment Themes
Documents Analyzed
This report is based on 1 SEC document filed with EDGAR.
| Document | Accession Number |
|---|---|
| CLUSTER Data (Synthetic) | cluster-COF-1792472657290 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 23, 2026 4d ago | Court Ruling | — | awaiting T+5 | — | — |
Oct 20, 2026 6d ago | 8-K | $206.66 | awaiting T+5 | — | $201.34 (−2.57%) |
Oct 20, 2026 6d ago | 8-K | $206.66 | awaiting T+5 | — | $201.34 (−2.57%) |
Oct 19, 2026 8d ago | Insider Cluster | $201.56 | awaiting T+5 | — | $201.34 (−0.11%) |
Oct 15, 2026 12d ago | Court Ruling | $201.74 $201.34 | ▼ −0.20% | ▲ +0.23% | $201.34 (−0.20%) |
Oct 6, 2026 20d ago | 144 | $195.91 $194.35 | ▼ −0.80% | ▲ +0.18% | $201.34 (+2.77%) |
Sep 28, 2026 29d ago | Court Ruling | $196.46 $195.82 | ▼ −0.33% | ▼ −2.27% | $201.34 (+2.48%) |
Sep 28, 2026 29d ago | Court Ruling | $196.46 $195.82 | ▼ −0.33% | ▼ −2.27% | $201.34 (+2.48%) |
Sep 21, 2026 5w ago | Court Ruling | $200.55 $196.46 | ▼ −2.04% | ▼ −0.85% | $201.34 (+0.39%) |
Sep 16, 2026 5w ago | Insider Cluster | $202.04 $196.61 | ▼ −2.69% | ▼ −3.29% | $201.34 (−0.35%) |
US Market Status
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