SecBot SecBot
Insider Cluster (2 insiders) ·Filed Aug 27, 2026

CATY

CATHAY GENERAL BANCORP
NEUTRAL
Impact 2/10
Horizonimmediate Processed2mo ago
Insider cluster: 2 insiders, $162K total
Actionable Insight • Neutral

No actionable signal from this cluster. The dollar amounts are trivial and consistent with routine portfolio diversification. Monitor upcoming quarterly earnings for fundamental trends; insider activity alone does not warrant a trade.

DirectionNeutral
Confidencehigh
Horizonimmediate
Latest settled — T+20d
CATY ▼ -1.83% at T+20d
NEUTRAL call -1.83% · α vs SPY -2.09% · entry $61.87 → $60.74
Next anchor: T+60d in 24d
Latest observation: T+39 +5.32% FF3 residual α
Entry = T+0 close
Aug 27, 2026
via day close
T+1d
-1.07%
call -1.07% · α -0.77%
$61.21
settled 2mo ago
T+5d
+1.33%
call +1.33% · α +1.22%
$62.69
settled 8w ago
T+20d
-1.83%
call -1.83% · α -2.09%
$60.74
settled 5w ago
T+60d
Pending
in 24d

Price Chart

Loading chart...

Executive Summary

Two CATY insiders — EVP/CAO Thomas Lo and Director Richard Sun — sold a combined $162K in open-market sales on August 25, 2026. The cluster is small in absolute dollar terms (0.004% of $4.1B market cap), well below the 0.1% materiality threshold, and both sales are routine in size and pattern. No C-suite CEO/CFO selling is present, and the dollar amounts are trivial relative to the bank's market cap, making this a non-event for traders.

Key Financial Metrics

Direction
selling
Total Value
$162.0K
Insiders
2

Key Facts

  • Total insider sales: $162K across 2 transactions on August 25, 2026
  • EVP/CAO Thomas Lo sold 1,600 shares at $62.47 ($100K)
  • Director Richard Sun sold 1,000 shares at $62.08 ($62K)
  • Sales represent 0.004% of CATY's $4.1B market cap — trivial
  • No CEO or CFO selling; no C-suite cluster signal
  • 30-day prior insider activity: 7 sells totaling $2.2M (consistent pattern)

Financial Impact

$162K total sales, 0.004% of market cap — immaterial

Risk Factors

  • Insider selling pattern is consistent with routine liquidity — no incremental risk
  • No C-suite or large-block selling to suggest adverse information

Market Snapshot

Exchange
Nasdaq
Sector
State Commercial Banks
Analyst Consensus
10% bullish (10 analysts)

Investment Themes

Traditional Finance

Documents Analyzed

This report is based on 1 SEC document filed with EDGAR.

DocumentAccession Number
CLUSTER Data (Synthetic)cluster-CATY-1787872891375
5 reports for CATY
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for CATY — sortable, filterable
TypeNow
Oct 26, 2026
today
144
NEUTRAL ★ 2/10
—awaiting T+1——
Oct 21, 2026
5d ago
8-K
BEARISH ★ 6/10
$64.24 $64.30▼ −0.09%▼ −0.62%$64.72 (−0.75%)
Aug 27, 2026
8w ago
Insider Cluster
NEUTRAL ★ 2/10
$61.87 $61.21▼ −1.07%▼ −0.77%$64.72 (+4.61%)
Apr 28, 2026
26w ago
Insider Cluster
NEUTRAL ★ 2/10
$55.73 $54.80▼ −1.67%▼ −1.66%$64.72 (+16.13%)
Apr 22, 2026
26w ago
8-K
BEARISH ★ 6/10
$55.25 $54.38▲ +1.57%▲ +2.36%$64.72 (−17.14%)
Showing 5 of 5

US Market Status

Market Closed — Opens Wed (9h 54m)

Subscribe to SecBot

Get Real-Time SEC Filing Intelligence

Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.

Create a free account Live analysis, Telegram alerts, watchlists and the MCP server for subscribers
Report published Aug 27, 2026