Routine Form 3 filing with no trading activity. Monitor future Form 4 filings for insider transactions that may signal management's view of the stock.
How the stock moved after the report
⚠ Clustered NEUTRAL VIEWSTOCK BELOW ENTRY AT T+1- T+0 · Oct 29 $14.89entry
- T+1 · 6d ago −12.42%α −11.95% · $13.04
- T+5 · due 11h ago Pending
- T+5 · todayOpen
- T+20 · in 22d Pending
- T+60 · in 3mo Pending
Price Chart
How similar events traded
Executive Summary
Andrew Spaventa filed an initial statement of beneficial ownership (Form 3) with the SEC, disclosing his holdings in Aspen Neuroscience, Inc. The filing is a routine administrative requirement for new reporting persons and contains no material financial or operational information about the company.
Key Facts
- Andrew Spaventa filed Form 3 on October 29, 2026, as an initial statement of beneficial ownership.
- Spaventa directly owns 7,747 shares of common stock and holds options to purchase 29,345 shares (strike $7.71, expiring 2032-06-15) and 19,226 shares (strike $5.74, expiring 2035-11-25).
- Spaventa indirectly owns 49,914 shares via a trust, and holds convertible preferred stock that converts to 70,194 and 180,221 common shares upon IPO completion.
- The filing includes a standard power of attorney authorizing others to file SEC reports on his behalf.
Financial Impact
No financial impact; the filing discloses insider holdings but no transactions or company financials.
Risk Factors
- No material risks identified from this filing.
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001193125-26-439144 |
| Document: 0001193125-26-439144-index-headers.html | 0001193125-26-439144 |
| Document: 0001193125-26-439144-index.html | 0001193125-26-439144 |
| Document: 0001193125-26-439144.txt | 0001193125-26-439144 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Nov 3, 2026 2d ago | SC 13G | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Nov 2, 2026 2d ago | Insider Cluster | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Nov 2, 2026 2d ago | Insider Cluster | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Nov 2, 2026 3d ago | 8-K | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Oct 30, 2026 6d ago | 424B4 | $13.04 $12.29 | ▼ −5.75% | ▼ −6.05% | $11.76 (−9.82%) |
Oct 30, 2026 6d ago | EFFECT | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | Press Release | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | 3 | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | 3 | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | 3 | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
US Market Status
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