This is a routine initial ownership filing with no trading activity. Monitor future Form 4 filings for any open-market purchases or sales by this insider.
How the stock moved after the report
⚠ Clustered NEUTRAL VIEWSTOCK BELOW ENTRY AT T+1- T+0 · Oct 29 $14.89entry
- T+1 · 6d ago −12.42%α −11.95% · $13.04
- T+5 · due 11h ago Pending
- T+5 · todayOpen
- T+20 · in 22d Pending
- T+60 · in 3mo Pending
Price Chart
How similar events traded
Executive Summary
Caryn Peterson filed a Form 3 initial statement of beneficial ownership with the SEC, disclosing holdings of stock options in Aspen Neuroscience. The filing is a routine insider ownership report with no material financial impact.
Key Facts
- Caryn Peterson filed a Form 3 initial statement of beneficial ownership on October 29, 2026.
- Peterson holds three stock option grants: 27,011 shares at $3.96 (fully vested, expiring 2031-06-30), 10,119 shares at $7.71 (fully vested, expiring 2032-06-15), and 19,226 shares at $5.74 (vesting monthly over 48 months starting December 2025, expiring 2035-11-25).
- The filing includes a power of attorney appointing Jeffrey Boerneke as attorney-in-fact for SEC filings.
- No direct share ownership or open-market transactions were reported.
Financial Impact
No monetary value stated; option holdings disclosed but no transaction or cash consideration involved.
Risk Factors
- No material risks identified from this filing.
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001193125-26-439003 |
| Document: 0001193125-26-439003-index-headers.html | 0001193125-26-439003 |
| Document: 0001193125-26-439003-index.html | 0001193125-26-439003 |
| Document: 0001193125-26-439003.txt | 0001193125-26-439003 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Nov 3, 2026 2d ago | SC 13G | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Nov 2, 2026 2d ago | Insider Cluster | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Nov 2, 2026 2d ago | Insider Cluster | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Nov 2, 2026 3d ago | 8-K | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Oct 30, 2026 6d ago | 424B4 | $13.04 $12.29 | ▼ −5.75% | ▼ −6.05% | $11.76 (−9.82%) |
Oct 30, 2026 6d ago | EFFECT | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | Press Release | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | 3 | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | 3 | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | 3 | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
US Market Status
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