This is a routine initial ownership filing for a new insider. No trading activity or change in position is reported. Monitor future Form 4 filings for any open-market purchases or sales by the CTO.
How the stock moved after the report
⚠ Clustered NEUTRAL VIEWSTOCK BELOW ENTRY AT T+1- T+0 · Oct 29 $14.89entry
- T+1 · 6d ago −12.42%α −11.95% · $13.04
- T+5 · due 11h ago Pending
- T+5 · todayOpen
- T+20 · in 22d Pending
- T+60 · in 3mo Pending
Price Chart
How similar events traded
Executive Summary
Kim Raineri, Chief Technology Officer of Aspen Neuroscience, filed a Form 3 initial statement of beneficial ownership, disclosing stock options to acquire 182,146 shares of common stock at exercise prices ranging from $5.74 to $7.71. The filing is a routine insider onboarding requirement with no material financial impact.
Key Facts
- Kim Raineri filed a Form 3 initial statement of beneficial ownership on October 29, 2026.
- Raineri is the Chief Technology Officer of Aspen Neuroscience, Inc.
- Disclosed holdings: stock options to buy 70,835 shares at $7.71 (fully vested), 30,357 shares at $7.42 (partially vested), and 80,954 shares at $5.74 (unvested).
- Total option shares disclosed: 182,146.
- The filing includes a power of attorney authorizing Jeffrey L. Boerneke, Leslie A. Brault, and Janet Katz to file SEC reports on Raineri's behalf.
Financial Impact
No cash transaction or material financial impact; disclosure of existing option grants only.
Risk Factors
- No material risks identified from this filing.
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001193125-26-438920 |
| Document: 0001193125-26-438920-index-headers.html | 0001193125-26-438920 |
| Document: 0001193125-26-438920-index.html | 0001193125-26-438920 |
| Document: 0001193125-26-438920.txt | 0001193125-26-438920 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Nov 3, 2026 2d ago | SC 13G | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Nov 2, 2026 2d ago | Insider Cluster | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Nov 2, 2026 2d ago | Insider Cluster | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Nov 2, 2026 3d ago | 8-K | $12.29 $12.76 | ▲ +3.82% | ▲ +2.17% | $11.76 (−4.31%) |
Oct 30, 2026 6d ago | 424B4 | $13.04 $12.29 | ▼ −5.75% | ▼ −6.05% | $11.76 (−9.82%) |
Oct 30, 2026 6d ago | EFFECT | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | Press Release | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | 3 | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | 3 | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
Oct 29, 2026 6d ago | 3 | $14.89 $13.04 | ▼ −12.42% | ▼ −11.95% | $11.76 (−21.02%) |
US Market Status
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