Expect heavy selling pressure as Streeterville Capital can now exercise its warrant at $5.00 and immediately resell into the market under the shelf registration. Monitor trading volume and any Form 4 filings from Streeterville for exercise activity. The 90-day window creates a defined overhang period; a termination notice by the company would be a bullish signal.
Price Chart
Executive Summary
AMASS Brands filed a 424B5 prospectus supplement disclosing a warrant amendment with Streeterville Capital, LLC that temporarily reduces the exercise price to $5.00 per share for 90 days (from $16.00 thereafter). This creates immediate, deep in-the-money conversion potential on the warrant, which could result in significant dilution if exercised. The filing also registers the resale of up to 14,293,298 shares by existing stockholders in connection with a direct listing on Nasdaq.
Key Facts
- Warrant exercise price reduced to $5.00 per share for 90 days from May 29, 2026; thereafter reverts to $16.00 per share.
- Warrant held by Streeterville Capital, LLC, a known institutional investor.
- Company may terminate the reduced exercise period at any time on 2 trading days' notice.
- Up to 14,293,298 shares of common stock are registered for resale by existing stockholders.
- Shares trade on Nasdaq under symbol AMSS with a market cap of approximately $61 million.
Financial Impact
Immediate dilution risk: the $5.00 exercise price is likely well below the current market price, creating a strong incentive for Streeterville to exercise and sell. The number of potential new shares from the warrant is not disclosed, but the total registered resale shares (14.3M) represent a substantial portion of the current float, given the $61M market cap.
Risk Factors
- Massive dilution from warrant exercise and resale of registered shares.
- Potential for a sharp decline in stock price as Streeterville monetizes its position.
- Company's ability to terminate the reduced exercise period is the only check on dilution, but it may not act in time.
Market Snapshot
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 424B5 Filing (Primary) | 0001575872-26-000378 |
| Document: 0001575872-26-000378-index-headers.html | 0001575872-26-000378 |
| Document: 0001575872-26-000378-index.html | 0001575872-26-000378 |
| Document: 0001575872-26-000378.txt | 0001575872-26-000378 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 26, 2026 1d ago | 424B5 | $0.3101 | awaiting T+60 | — | $0.3100 (+0.03%) |
Oct 26, 2026 1d ago | 424B5 | $0.3101 | awaiting T+60 | — | $0.3100 (+0.03%) |
Oct 23, 2026 4d ago | 8-K | $0.3101 | awaiting T+60 | — | $0.3100 (+0.03%) |
Oct 14, 2026 13d ago | 8-K | $0.3600 | awaiting T+60 | — | $0.3100 (+13.89%) |
Oct 6, 2026 21d ago | 8-K | $0.3900 | awaiting T+60 | — | $0.3100 (−20.51%) |
Sep 29, 2026 28d ago | Press Release | $0.4400 | awaiting T+60 | — | $0.3100 (−29.55%) |
Aug 17, 2026 10w ago | 8-K | $0.9500 | awaiting T+60 | — | $0.3100 (+67.37%) |
Aug 17, 2026 10w ago | Press Release | $0.9500 | awaiting T+60 | — | $0.3100 (−67.37%) |
Aug 5, 2026 11w ago | 8-K | $1.13 | awaiting T+60 | — | $0.3100 (+72.57%) |
Jul 10, 2026 15w ago | 8-K / 424B5 | $1.47 $0.4273 | ▲ +70.93% | ▲ +74.93% | $0.3100 (+78.91%) |
US Market Status
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