SecBot SecBot
8-K ·Filed Oct 14, 2026

AMSS

AMASS BRANDS
BEARISH
Impact 7/10
Horizonmonths Processed12d 8h ago SEC0001575872-26-000701
8-K context-dependent: Items 3.01
Actionable Insight ▼ Bearish

Monitor for any reverse stock split announcement or capital raise aimed at boosting the bid price above $1.00. The separate January 19, 2027 deadline for MVLS/MVPHS compliance creates a near-term catalyst — failure there could accelerate delisting proceedings before the bid-price grace period expires.

DirectionBearish
Confidencehigh
Horizonmonths
Latest settled — T+5d
AMSS ▼ -8.33% at T+5d
SHORT call ✓ call won +8.33% · α vs SPY +7.32% · entry $0.3600 → $0.3300
Next anchor: T+20d in 15d
Latest observation: T+6 -8.87% FF3 residual α
Entry = T+0 close
Oct 14, 2026
via day close
T+1d
0.00%
call 0.00% · α -1.11%
$0.3600
settled 12d ago
T+5d
-8.33%
call +8.33% · α +7.32%
$0.3300
settled 6d ago
T+20d
Pending
in 15d
T+60d
Pending
in 3mo

Price Chart

Loading chart...

Executive Summary

AMASS Brands received a Nasdaq deficiency notice on October 9, 2026, for failing to maintain a minimum bid price of $1.00 per share for 30 consecutive business days. The company has a 180-day grace period through April 7, 2027, to regain compliance, but it already faces a separate, unresolved Nasdaq deficiency for minimum market value of listed securities (MVLS) and publicly held shares (MVPHS) with a January 19, 2027 deadline. The cumulative listing standard violations significantly increase delisting risk.

Key Facts

  • Bid price closed below $1.00 for 30 consecutive business days from August 26, 2026 to October 8, 2026, violating Nasdaq Listing Rule 5450(a)(1).
  • 180-day grace period to regain compliance ends April 7, 2027; compliance requires a closing bid price of at least $1.00 for 10 consecutive business days.
  • A separate, unresolved Nasdaq deficiency notice (July 22, 2026) for failing MVLS and MVPHS requirements has a compliance deadline of January 19, 2027.
  • If the bid price is not cured by April 7, 2027, the company may apply for a second 180-day period by transferring to the Nasdaq Capital Market, but this depends on meeting other listing standards.
  • Failure to regain compliance within all allotted periods will result in delisting from Nasdaq.

Financial Impact

No financial figures provided in the filing; delisting risk is material but unquantified.

listing statusliquidityinstitutional ownership

Risk Factors

  • Delisting from Nasdaq would severely reduce liquidity and institutional ownership.
  • Simultaneous non-compliance on two separate listing standards (bid price and market value) narrows the path to cure.
  • No disclosed plan or timeline for regaining compliance beyond monitoring the stock price.

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (Primary)0001575872-26-000701
Document: 0001575872-26-000701-index-headers.html0001575872-26-000701
Document: 0001575872-26-000701-index.html0001575872-26-000701
Document: 0001575872-26-000701.txt0001575872-26-000701
16 reports for AMSS
Performance horizon
86% Hit rate @ T+20 6 of 7 directional calls Went positive at some point 7 of 9 best @ T+60▲ +91.01%May 20, 2026
Filters
Rows
Reports for AMSS — sortable, filterable
TypeNow
Oct 26, 2026
today
424B5
BEARISH ★ 6/10
$0.3101awaiting T+20—$0.3100 (+0.03%)
Oct 26, 2026
today
424B5
BEARISH ★ 6/10
$0.3101awaiting T+20—$0.3100 (+0.03%)
Oct 23, 2026
3d ago
8-K
BEARISH ★ 7/10
$0.3223awaiting T+20—$0.3100 (+3.82%)
Oct 14, 2026
12d ago
8-K
BEARISH ★ 7/10
$0.3600awaiting T+20—$0.3100 (+13.89%)
Oct 6, 2026
20d ago
8-K
BULLISH ★ 6/10
$0.3900awaiting T+20—$0.3100 (−20.51%)
Sep 29, 2026
27d ago
Press Release
BULLISH ★ 4/10
$0.4400awaiting T+20—$0.3100 (−29.55%)
Aug 17, 2026
10w ago
8-K
BEARISH ★ 7/10
$0.9500 $0.7200▲ +24.21%▲ +22.68%$0.3100 (+67.37%)
Aug 17, 2026
10w ago
Press Release
MIXED ★ 6/10
$0.9500 $0.7200▼ −24.21%▼ −22.68%$0.3100 (−67.37%)
Aug 5, 2026
11w ago
8-K
BEARISH ★ 6/10
$1.13 $0.8300▲ +26.55%▲ +27.15%$0.3100 (+72.57%)
Jul 10, 2026
15w ago
8-K / 424B5
BEARISH ★ 7/10
$1.47 $1.13▲ +23.13%▲ +26.31%$0.3100 (+78.91%)
Showing 10 of 16

US Market Status

Market Closed — Opens in 8h 15m

Subscribe to SecBot

Get Real-Time SEC Filing Intelligence

Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.

Create a free account Live analysis, Telegram alerts, watchlists and the MCP server for subscribers
Report published Oct 14, 2026