Monitor whether the company submits a compliance plan within 45 days. The share exchange with the CEO's trust appears to be a compliance maneuver but introduces significant dilution risk if approved. Delisting would severely restrict institutional ownership and capital access.
Price Chart
Executive Summary
Alpha Modus Holdings received a Nasdaq delisting notice for failing to meet minimum market value, net income, and stockholders' equity standards, while simultaneously announcing a share exchange with its CEO's family trust to boost compliance. The company faces imminent delisting risk unless it regains compliance within 45 days.
Key Financial Metrics
Key Facts
- Received Nasdaq delisting notice on April 6, 2026 for failing to meet $35M market value, $500K net income, and $2.5M stockholders' equity standards
- Has 45 days to submit a compliance plan with potential 180-day extension
- Announced exchange of 3.87M Series C Preferred shares for 109.6M Class A common shares with CEO's family trust
- Share exchange requires shareholder approval under Nasdaq Rule 5635 and is not yet effective
- Market cap is $2M, well below Nasdaq's $35M requirement
Financial Impact
The share exchange would dramatically increase common shares outstanding (from undisclosed base to 109.6M new shares), but is contingent on shareholder approval and Nasdaq compliance. The delisting threat severely impacts liquidity and financing ability.
Risk Factors
- Delisting from Nasdaq within 45-225 days if compliance plan is not accepted or implemented
- Significant shareholder dilution if the preferred-to-common exchange is approved
- Low confidence in management's ability to regain compliance given $2M market cap vs $35M requirement
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 5 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001493152-26-016183 |
| Exhibit: ex10-1.htm | 0001493152-26-016183 |
| Document: 0001493152-26-016183-index-headers.html | 0001493152-26-016183 |
| Document: 0001493152-26-016183-index.html | 0001493152-26-016183 |
| Document: 0001493152-26-016183.txt | 0001493152-26-016183 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Jun 8, 2026 16w ago | 8-K | $0.0400 $0.0284 | ▼ −29.00% | ▼ −30.63% | — |
Jun 8, 2026 16w ago | 8-K | $0.0400 $0.0284 | ▼ −29.00% | ▼ −30.63% | — |
May 12, 2026 20w ago | 8-K | $0.0674 $0.0674 | · 0.00% | ▲ +1.73% | — |
Apr 10, 2026 25w ago | 8-K | $0.0674 $0.0674 | · 0.00% | ▲ +7.73% | — |
US Market Status
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